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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 08-05069.a1

Appeal Board

Decided Feb 20, 2009 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance issues primarily under Guideline F (Financial Considerations) due to unresolved financial difficulties, while he received favorable findings under Guideline J (Criminal Conduct). Despite some mitigating evidence, the Board affirmed the Judge's decision to deny the security clearance, emphasizing that the presence of mitigating evidence does not automatically lead to a favorable outcome.

Why the applicant was denied

  • The applicant's financial difficulties remained unresolved, with most debts unpaid or unaddressed.
  • The applicant's request to postpone the security clearance process was denied as the Board lacks authority to grant such requests.
  • The Judge found that the mitigating evidence presented was insufficient to overcome the government's security concerns.

Conditions referenced

Disqualifying

  • AG ¶ 20 Financial Considerationsraised

Mitigating

  • AG ¶ 21 Financial Considerationsrejected

Key rule quoted

Procedural posture

SOR issued
2008-07-24
Answer filed
Hearing held
2008-12-15
Decision date
2009-02-20

Cite for

  • Insufficient Mitigating Evidence Regarding Financial Difficulties Under Guideline F
  • Authority of the Board to Deny Requests for Postponement of Security Clearance Processes
  • Weighing of Evidence in Security Clearance Determinations

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant seeking a security clearance who was denied based on financial considerations and criminal conduct. The applicant argued that the Judge's decision was arbitrary and requested a postponement of the decision until financial issues were resolved. The Board affirmed the Judge's decision, finding no harmful error in the assessment of the applicant's financial situation.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F; Guideline J DIGEST: The presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance determination. The Board has no authority to grant Applicant’s request to postpone his security clearance process until he has resolved his financial difficulties. CASENO: 08-05069.a1 DATE: 02/20/2009 DATE: February 20, 2009 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-05069

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Judge found in Applicant’s favor as to Guideline J. The Judge’s findings and conclusions under Guideline J are not in issue. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On July 24, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline J (Criminal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992), as amended (Directive). Applicant requested a hearing. On December 15, 2008, after the hearing, Administrative Judge Arthur E. Marshall, Jr. denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises the following issue on appeal: whether the Judge’s adverse security clearance decision under Guideline F is arbitrary, capricious, or contrary to law. Specifically, Applicant restates the reasons for his financial situation and his efforts to improve it. Applicant contends that the Judge should have found that his financial situation was mitigated. In the alternative, Applicant requests that a decision on his security request be postponed until he is able to improve his financial situation to allow a favorable security clearance decision. Finding no error, we affirm the Judge’s decision. The Judge made the following relevant findings of fact under Guideline F: In 2002, Applicant’s estranged wife charged about $15,000 on Applicant’s credit card without Applicant’s knowledge. Applicant quit his job for personal reasons in the spring of 2005 and was without full- time employment until the middle of 2006. In the meantime, Applicant undertook a series of “side jobs” to cover daily expenses and child support, but did not have the means to pay older debts. More obligations became delinquent. Applicant filed for bankruptcy in 2006, but withdrew the petition on the advice of his mother and friends. Applicant began a six-month job in mid-2006. Applicant accepted a government position in February 2007, although difficulty in obtaining a security clearance caused a change in his position. Applicant continued to work for the government until January 2008. At that time, Applicant resigned his government job to accept a position in a private company after he was erroneously assured that he had been granted a security clearance. Applicant was still unemployed at the time of the hearing, but had job offers pending the outcome of the security clearance process. Applicant has paid off one of the debts listed in the SOR in the amount of $660. He does not believe one of the debts is his, but has not demonstrated that he disputed that debt to the appropriate authorities. Except for the $660 debt, Applicant’s debts remain substantially unpaid or unaddressed. Applicant indicates that he has contacted a debt consolidation firm. They will act on his behalf to file for bankruptcy for him after he pays their service fee of $1,551. Applicant contends that the Judge’s adverse decision should be reversed because the Judge did not give sufficient weight to Applicant’s mitigating evidence. Applicant has not demonstrated that the Judge’s decision is arbitrary, capricious, or contrary to law. The presence of some mitigating evidence does not alone compel the Judge to make a favorable security determination. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. See, e.g., ISCR Case No. 06-10320 at 2 (App. Bd. Nov. 7, 2007). An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate that the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g. ISCR Case No. 06-23384 at 3 (App. Bd. Nov. 23, 2007). In this case, the Judge weighed the mitigating evidence offered by Applicant against the seriousness of the disqualifying conduct and considered the possible application of relevant conditions and factors. He reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns. The Board does not review a case de novo. The favorable evidence cited by Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 06-11172 at 3 (App. Bd. Sep. 4, 2007). After reviewing the record as a whole, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for his decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). Accordingly, the Judge’s ultimate unfavorable security clearance decision under Guideline F is sustainable. With regard to Applicant’s alternative request that the security clearance process be postponed until his financial situation has improved, the Board has no authority to grant such an action.

Order

The Judge’s unfavorable security clearance decision is AFFIRMED. Signed; Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board