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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 11-00786.a1

Appeal Board

Decided Jan 12, 2012 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, a 37-year-old high school graduate, faced security clearance denial under Guideline F due to financial issues, specifically 12 delinquent accounts totaling approximately $22,089. The judge found that the applicant failed to provide sufficient mitigating evidence to demonstrate responsible behavior regarding his financial situation, leading to concerns about his reliability and trustworthiness.

Why the applicant was denied

  • The applicant had 12 delinquent accounts totaling approximately $22,089.
  • The applicant did not provide sufficient mitigating evidence to demonstrate responsible financial behavior.
  • The applicant's financial difficulties were ongoing and not isolated.

Conditions referenced

Disqualifying

  • AG ¶ 19 Financial Considerationsraised

Key rule quoted

Procedural posture

SOR issued
2011-06-15
Answer filed
Applicant requested a decision on the written record.
Hearing held
2011-10-26 Administrative Judge denied the request for a security clearance.
Decision date
2012-01-12 Appeal board affirmed the denial.

Cite for

  • Denial of Security Clearance Based on Financial Considerations Under Guideline F
  • Insufficient Mitigating Evidence Regarding Financial Issues
  • Disagreement with the Judge's Weighing of Evidence Does Not Demonstrate Harmful Error

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was filed by the applicant after the Administrative Judge denied his request for a security clearance based on financial considerations under Guideline F. The applicant argued that the Judge's decision was arbitrary and capricious. The Board affirmed the Judge's decision, finding no harmful error in the weighing of evidence and concluding that the Judge's findings were supported by substantial evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate harmful error. Adverse decision affirmed. CASENO: 11-00786.a1 DATE: 01/12/2012 DATE: January 12, 2012 In Re: ------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 11-00786

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On June 15, 2011, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested that the case be decided on the written record. On October 26, 2011, after considering the record, Administrative Judge Shari Dam denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises the following issue on appeal: whether the Judge’s decision was arbitrary, capricious, or contrary to law. For the following reasons, the Board affirms the Judge’s unfavorable decision. The Judge made the following findings of fact: Applicant is 37 years old, a high school graduate and single. Applicant’s SOR alleges 12 delinquent accounts with an approximate total balance of $ 22, 089. Applicant has paid three debts worth $172. He recently executed a repayment plan for six debts worth $11,891. He did not provide evidence of initial payments under the plan. He asserted that three debts worth in excess of $10,000 are duplicate but failed to provide corroborating evidence. He has not obtained credit counseling. He did not provide any reference letters or copies of his performance evaluations for consideration of his trustworthiness, good judgment or reliability. The Judge reached the following conclusions: Applicant’s financial situation continues to cast doubt on his reliability, trustworthiness, and good judgment. He provided some evidence that the financial problems were caused by circumstances beyond his control but he did not demonstrate that he behaved responsibly under the circumstances. Applicant’s financial difficulties are ongoing and not isolated. Applicant did not provide sufficient mitigating evidence to establish that he is resolving his delinquent accounts and that he is taking steps to prevent future financial problems. Applicant’s appeal brief contains several documents which were not submitted to the Administrative Judge. These constitute new evidence, which the Board cannot consider. See Directive ¶ E3.1.29. The Board interprets the remaining portions of Applicant’s brief as assertions of fact in support of a case for mitigation. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 10-07138 at 3 (App. Bd. Oct. 26, 2011). In this case, the Judge weighed the mitigating evidence offered by Applicant against the seriousness of the disqualifying conduct and applied relevant conditions. She explained why the disqualifying conduct established under Guideline F was not sufficiently mitigated. The Board does not review a case de novo. After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for her decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s ultimate unfavorable security clearance decision is sustainable.

Order

The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board