A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 14-05094.a1
Appeal BoardDecided Nov 22, 2016 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance under Guideline F concerning financial considerations. The appeal was denied as the applicant failed to assert harmful error and submitted new evidence not considered on appeal. The decision was affirmed due to the lack of allegations of harmful error.
Why the applicant was denied
- The applicant's brief did not assert harmful error.
- The brief included new evidence not considered on appeal.
- The applicant failed to respond to the File of Relevant Material (FORM).
Conditions referenced
Disqualifying
- F1 Financial Considerationsraised
Key rule quoted
“Our scope of review is limited to cases in which the appealing party has alleged that the Judge committed harmful error.”
Procedural posture
- SOR issued
- 2014-12-09
- Answer filed
- 2015-09-19
- Hearing held
- 2016-09-19 decision on the written record
- Decision date
- 2016-11-22
Cite for
- Affirmation of Adverse Decisions When No Harmful Error Is Alleged
- Limitations on Considering New Evidence in Appeals
- Importance of Responding to the File of Relevant Material (FORM) in Security Clearance Cases.
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the Applicant after the denial of a security clearance based on financial considerations under Guideline F. The Board found that the Applicant's brief did not assert any harmful error and included new evidence that could not be considered. Consequently, the Board affirmed the lower decision.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant’s brief contains no assertion of harmful error. It consists, in large part, of a compilation of matters from outside the record, including documents that post-date the Judge’s decision. We cannot consider new evidence on appeal. Our scope of review is limited to cases in which the appealing party has alleged that the Judge committed harmful error. Adverse decision affirmed. CASENO: 14-05094.a1 DATE: 11/22/2016 DATE: November 22, 2016 In Re: ----------
Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 14-05094
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On December 9, 2014, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On September 19, 2016 after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Wilford H. Ross denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s brief contains no assertion of harmful error.1 It consists, in large part, of a compilation of matters from outside the record, including documents that post-date the Judge’s decision. We cannot consider new evidence on appeal. Directive ¶ E3.1.29. Our scope of review is limited to cases in which the appealing party has alleged that the Judge committed harmful error. Because Applicant has not raised such an allegation, the decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed; James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed; William S. Fields William S. Fields Administrative Judge Member, Appeal Board
Footnotes
1 Applicant did not provide a response to the File of Relevant Material (FORM). His brief states that documents he submitted in September 2015, which was the date of his Answer to the SOR, did not contain sufficient information about his financial status. He states that this was due to a misunderstanding. However, in November 2015, Applicant received a copy of the FORM, accompanied by a DOHA cover letter. These documents advised Applicant of his right to make a documentary response to the FORM within 30 days of receipt. The cover letter in particular stated that Applicant could submit “any material you wish the Administrative Judge to consider[.]” Cover Letter, dated November 16, 2015, at 1. The FORM itself advised Applicant that his response could set forth “objections, rebuttal, extenuation, mitigation, or explanation as appropriate.” Applicant’s failure to make a response to the FORM cannot fairly be attributed to inadequate notice of his right to do so.