A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 18-00330.a1
Appeal BoardDecided Mar 15, 2019 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance under Guideline F due to 15 delinquent debts totaling over $23,000. The appeal was denied as the applicant failed to provide sufficient documentation to support his claims regarding the debts and did not allege any harmful error in the Administrative Judge's findings.
Why the applicant was denied
- The applicant had 15 delinquent debts totaling over $23,000.
- The applicant's claims regarding the debts were not sufficiently supported by documentation.
- The applicant did not allege harmful error in the Judge's findings.
Conditions referenced
Disqualifying
- AG ¶ 19 Financial Considerationsraised
Key rule quoted
“The Appeal Board is prohibited from considering new evidence on appeal.”
Procedural posture
- SOR issued
- 2018-02-20
- Answer filed
- Applicant requested a decision on the written record.
- Hearing held
- 2018-11-27 Administrative Judge denied the request for a security clearance.
- Decision date
- 2019-03-15 Appeal Board affirmed the decision.
Cite for
- Denial of Security Clearance Due to Financial Considerations Under Guideline F
- Limitations on the Appeal Board's Authority to Consider New Evidence
- Requirement for Alleging Harmful Error for Appeal Success
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved an applicant who was denied a security clearance due to financial considerations under Guideline F. The applicant appealed the decision but did not allege any harmful error by the Administrative Judge. The Appeal Board affirmed the denial of the security clearance.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant’s appeal brief contains a document and assertions that are not included in the record. The Appeal Board is prohibited from considering new evidence on appeal. Directive ¶ E3.1.29. Adverse decision affirmed. CASENO: 18-00330.a1 DATE: 03/15/2019 DATE: March 15, 2019 In Re: ------------------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 18-00330
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On February 20, 2018, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On November 27, 2018, after considering the record, Administrative Judge Caroline E. Heintzelman denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant had 15 delinquent debts totaling over $23,000. In responding to the SOR, he claimed several debts were resolved, should have been resolved, or were not his responsibility. He failed to provide supporting documentation for some of his assertions. The Judge found for Applicant on two student loans totaling about $11,000 and against him on the other debts. Applicant’s appeal brief contains a document and assertions that are not included in the record. The Appeal Board is prohibited from considering new evidence on appeal.1 Directive ¶ E3.1.29. His brief raises no allegation of harmful error on the part of the Judge, but it does request a delay in the processing of his appeal so that he is able to present matters about a pending bankruptcy. The Board, however, does not have authority to grant such a request. See, e.g., ISCR Case No. 10-00983 at 1-2 (App. Bd. May 17, 2011).
The Board does not review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Because Applicant has not made such an allegation of error, the decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: Charles C. Hale Charles C. Hale Administrative Judge Member, Appeal Board 1 In his brief, for example, Applicant challenges one of the Judge’s finding (that he never met with the Command Financial Specialist). His explanation on appeal is different than the one he gave the OPM investigator (Government Exhibit 3) and is thus new evidence which the Board cannot consider.