A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 06-07421.a1
Appeal BoardDecided Apr 16, 2007 · Administrative Judge Jean E. Smallin · Appeal
Case headnote
Summary
The applicant, representing herself, sought a trustworthiness designation under Guideline F due to financial concerns. The Appeal Board affirmed the denial of her application, noting that she had acknowledged receipt of relevant materials and did not assert harmful error in her appeal.
Why the applicant was denied
- The applicant did not assert harmful error by the judge in her appeal.
- The Appeal Board cannot consider new evidence presented in the appeal.
Conditions referenced
Disqualifying
- AG ¶ 20 Financial Considerationsraised
Key rule quoted
“The Appeal Board does not review cases de novo.”
Procedural posture
- SOR issued
- 2006-05-15
- Answer filed
- 2006-07-19 Applicant acknowledged receipt of FORM.
- Hearing held
- 2006-10-30 Decision issued by Administrative Judge Michael H. Leonard.
- Decision date
- 2007-04-16 Appeal Board affirmed the denial.
Cite for
- Affirmation of Denial Based on Financial Considerations Under Guideline F
- Limitations on the Appeal Board's Review Authority
- Requirements for Asserting Harmful Error in Appeals
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: The Appeal Board does not review cases de novo. Adverse decision affirmed. CASENO: 06-07421.a1 DATE: 04/16/2007 DATE: April 16, 2007 In Re: --------- SSN: ------ Applicant for Trustworthiness Determination ) ) ) ) ) ) ) ) ADP Case No. 06-07421
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) proposed to deny or revoke access to automated information systems in ADP-I/II/III sensitivity positions for Applicant. On May 15, 2006, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—trustworthiness concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested the case be decided on the written record. On October 30, 2006, after considering the record, Administrative Judge Michael H. Leonard denied Applicant’s request for a trustworthiness designation. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30.. In her brief, Applicant states that she never received a copy of the government’s file of relevant material (FORM), and that is the reason she never filed a response to that document. However, a review of the case file indicates that Applicant acknowledged receipt of the FORM in writing on July 19, 2006. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge.1 Rather, it contains new evidence, in the form of a statement from the Applicant and documentary attachments. This evidence updates Applicant’s answer to the SOR, explains her ongoing efforts to resolve her financial problems, and attests to her good character and job performance. The Board cannot consider this new evidence on appeal. See Directive ¶ E3.1.29. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. It does not review cases de novo. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a trustworthiness designation is AFFIRMED. Signed: Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board