Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 06-19803.a1

Appeal Board

Decided Aug 24, 2007 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance under Guideline J (Criminal Conduct) but was denied due to a conviction that barred clearance eligibility under 10 U.S.C. § 986. The Appeal Board affirmed the denial, noting it lacked authority to grant waivers and found no harmful error in the judge's decision.

Why the applicant was denied

  • The applicant was convicted of a crime and sentenced to imprisonment for over one year, which disqualified him under 10 U.S.C. § 986.
  • The Appeal Board affirmed the denial as it found no harmful error in the judge's decision.

Conditions referenced

Disqualifying

  • J1 Criminal conductraised

Key rule quoted

Procedural posture

SOR issued
2006-09-29
Answer filed
Hearing held
2007-03-15
Decision date
2007-08-24

Cite for

  • Authority of the Appeal Board Regarding Waivers of 10 U.S.C. § 986
  • Impact of Criminal Convictions on Security Clearance Eligibility
  • Limitations of the Appeal Board's Review Authority in the Absence of Harmful Error Allegations.

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant seeking a security clearance after being denied due to criminal conduct under Guideline J. The applicant did not allege any harmful error in the Administrative Judge's decision. The Appeal Board affirmed the denial and referred the case for further consideration regarding a waiver.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline J DIGEST: The Appeal Board does not have authority to grant waivers of 10 U.S.C. §986. The Board will refer Applicant’s case to the Director, DOHA for further consideration pursuant to the Under Secretary of Defense Memorandum, dated August 30, 2006. CASENO: 06-19803.a1 DATE: 08/24/2007 DATE: August 24, 2007 In Re: ----------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-19803

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On September 29, 2006, DOHA issued a statement of reasons advising Applicant of the basis for that decision–security concerns raised under Guideline J (Criminal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. 10 U.S.C. 986 (c) prevents the Department of Defense from granting or renewing a clearance to anyone who “. . . has been convicted in any court of the United States of a crime, was sentenced to imprisonment for a term exceeding one year, and was incarcerated as a result of that sentence for not less than one year.” Only the Director, DOHA, or his designee has the authority to grant waivers in meritorious cases. See Memorandum from Under Secretary of Defense for Intelligence dated August 30, 2006, regarding “Implementation of Adjudicative Guidelines for Determining Eligibility for Access to Classified Information (Dec. 29, 2005.)” There is no provision for waiver recommendations by Judges or others. See DOHA Operating Instruction 64, as revised, Sep. 12, 2006 (“ . . . the Administrative Judge shall not opine whether a wavier of 10 U.S.C. 986 is merited, nor recommend whether to consider the case for a waiver of 10 U.S.C. 986.”) On March 15, 2007, after the hearing, Administrative Judge Claude R. Heiny denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30. On appeal, Applicant requests that he be granted a waiver of 10 U.S.C. 986 (The Smith Act) by the Director based upon the record in his case. The Appeal Board does not have authority to grant waivers of 10 U.S.C. 986. See, e.g., ISCR Case No. 04-11041 at 2-3 (App. Bd. Sep. 29, 2006). The Board will refer Applicant’s case to the Director, DOHA, for further consideration pursuant to the Under Secretary of Defense Memorandum dated August 30, 2006. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a security clearance is AFFIRMED.

Order

The Judge adverse security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board