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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 08-06856.a1

Appeal Board

Decided Jan 21, 2010 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, an engineer with a defense contractor and a veteran, faced security concerns under Guideline F due to financial difficulties stemming from his wife's gambling problem and a dismissed bankruptcy. He demonstrated significant rehabilitation by paying off debts and receiving financial counseling, leading to a favorable whole-person analysis and the granting of his security clearance.

Why the applicant prevailed

  • The applicant paid off all debts listed in the SOR and additional debts not listed.
  • He received financial counseling and his wife is receiving counseling for her gambling problem.
  • The applicant enjoys an excellent reputation for job performance, judgment, and integrity.

Conditions referenced

Mitigating

  • AG ¶ 20 Mitigating Conditionsapplied

Key rule quoted

Procedural posture

SOR issued
2009-02-25
Answer filed
Hearing held
2009-10-14
Decision date
2010-01-21

Cite for

  • Favorable Whole-person Analysis Under Guideline F
  • Significant Rehabilitation Efforts in Financial Cases
  • Affirmation of Favorable Credibility Determinations by Judges

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal was brought by Department Counsel against the Administrative Judge's decision to grant the Applicant a security clearance based on financial considerations. The Board affirmed the decision, finding no harmful error in the Judge's credibility determinations and supporting findings. The favorable decision was upheld.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: The unchallenged findings support the Judge’ the Judge’s favorable whole person analysis. The Board need not agree withe Judge’s decision to find it sustainable. Favorable decision affirmed. CASENO: 08-06856.a1 DATE: 01/21/2010 DATE: January 21, 2010 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-06856

Appearances

FOR GOVERNMENT Nichole Noel, Esq., Department Counsel FOR APPLICANT Thomas E. Higgins, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On February 25, 2009, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On October 14, 2009, after the hearing, Administrative Judge Edward W. Loughran granted Applicant’s request for a security clearance. Department Counsel appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Department Counsel raised the following issue on appeal: whether the Judge substituted a favorable credibility determination for record evidence. Finding no error, we affirm. The Judge found that Applicant is an engineer working for a Defense contractor. He is the deputy chief engineer on a major weapons system, a position he has held with defense contractors since 1984. A graduate of a service academy, he served as an officer and is a veteran of the Vietnam War. Applicant’s wife developed a “severe gambling problem,” which resulted in financial difficulties, including foreclosure on his home. Applicant and his wife filed for Chapter 13 bankruptcy, but it was dismissed due to Applicant’s inability to maintain payments. Applicant’s SOR listed several delinquent debts, including the mortgage on their home, and the bankruptcy action. Applicant has paid off the debts listed in the SOR, as well as seven additional ones not listed. He has received financial counseling, and his wife is receiving counseling for her gambling problem. Applicant enjoys an excellent reputation for his job performance, his judgement, and his integrity. These unchallenged findings support a favorable whole-person analysis. Accordingly, we conclude that the Judge’s decision is sustainable. “The Board need not agree with a Judge’s decision in order to find it sustainable.” ISCR Case No. 06-23881 at 2 (App. Bd. Nov. 2, 2007).

Order

The Judge’s favorable security clearance decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board