A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 08-07341.a1
Appeal BoardDecided May 28, 2009 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance under Guideline F (Financial Considerations) but was denied due to a lack of supporting evidence for his financial claims. The Appeal Board affirmed the denial, noting that the applicant did not assert any harmful error by the Judge and failed to provide necessary character evidence or documentation to support his claims.
Why the applicant was denied
- The applicant did not provide character evidence or documentation to support his financial claims.
- The applicant's appeal did not assert any harmful error by the Judge.
Conditions referenced
Disqualifying
- F.1 Inability to satisfy debtsraised
Procedural posture
- SOR issued
- 2008-11-10
- Answer filed
- Hearing held
- 2009-04-06 Decision based on written record.
- Decision date
- 2009-05-28
Cite for
- Affirmation of Denial Based on Lack of Evidence Under Guideline F
- Importance of Asserting Harmful Error in Appeals
- Expectation of Pro Se Applicants to Protect Their Rights Under the Directive
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the applicant after the Administrative Judge denied his request for a security clearance based on financial considerations. The applicant's brief did not assert any errors by the Judge, leading the Board to affirm the denial without addressing the merits of the case.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant’s brief contains no assertion of error on the part of the Judge. Adverse decision affirmed. CASENO: 08-07341.a1 DATE: 05/28/2009 DATE: May 28, 2009 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 08-07341
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On November 10, 2008, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested the case be decided on the written record. On April 6, 2009, after considering the record, Administrative Judge Paul J. Mason denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. In his brief, Applicant states: “ . . . the Judge did not do any thing wrong. “ Appellant’s Brief at 1. Decision at 4. Applicant’s Appeal Brief at 1. Decision at 2. Applicant’s appeal brief contains no assertion of error on the part of the Judge. Rather, it contains new evidence in the form of a statement from Applicant and four character reference letters. The Board cannot consider this new evidence on appeal. See Directive ¶ E3.1.29. In this case, Applicant elected to have a decision based upon the written record. The Judge based his decision, in part, on the fact that Applicant provided no character evidence, evidence of financial counseling, or evidence to corroborate his assertions that he was paying off his creditors.2 In his brief, Applicant states “. . . I did not know that information had to be supplied for his decision. No one told me that I had to have character letters or documentation of bills.” A review of the record indicates Applicant was provided with the procedural rights set forth in Executive Order 10865 and the Directive, including an opportunity to respond to the government’s file of relevant material (FORM). Applicant received the FORM on January 22, 2009. The FORM spelled out at Section VIII that Applicant had the opportunity “ . . . to submit documentary information in rebuttal or to explain adverse information in the FORM” and Applicant submitted a written response to it within the required 30-day time period. His response was admitted into the record without objection by the Government. Although pro se applicants cannot be expected to act like lawyers, they are expected to take timely, reasonable steps to protect their rights under the Directive. See, e.g., ISCR Case No. 00-0593 at 4 (App. Bd. May 14, 2001). If they fail to take timely, reasonable steps to protect their rights, that failure to act does not constitute a denial of their rights. See, e.g., ISCR Case No. 02-19896 at 6 (App. Bd. Dec. 29, 2003). Applicant’s argument does not persuade the Board that the case should be reversed or remanded. See, e.g., ISCR Case No. 05-03307 at 2 (App. Bd. May 7, 2007). The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board