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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 09-07091.a1

Appeal Board

Decided Aug 11, 2010 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance under Guideline F (Financial Considerations) but was denied due to failure to provide necessary documentation regarding financial obligations. The decision was affirmed on appeal as the applicant did not demonstrate harmful error by the judge, emphasizing the importance of timely evidence submission.

Why the applicant was denied

  • The applicant failed to provide evidence of debt repayment or a repayment plan.
  • The applicant did not explain why he did not submit the referenced documentation when given the opportunity.

Conditions referenced

Disqualifying

  • AG ¶ 20 Financial Considerationsraised

Procedural posture

SOR issued
2009-10-28
Answer filed
Applicant requested a decision based on the written record.
Hearing held
2010-05-17 Decision made by Administrative Judge Shari Dam.
Decision date
2010-08-11 Appeal affirmed.

Cite for

  • Importance of Timely Evidence Submission in Security Clearance Cases
  • Expectation for Applicants to Present Documentation Regarding Debts
  • Limitations on the Appeal Board's Authority to Consider New Evidence on Appeal.

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant seeking a security clearance who was denied based on financial considerations under Guideline F. The applicant did not assert any harmful error in the Judge's decision and requested to submit additional evidence post-decision. The Board affirmed the denial as the applicant did not provide a basis for harmful error.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: Applicant fails to explain why he submit documentation he now references when given an opportunity to do so. Adverse decision affirmed. CASENO: 09-07091.a1 DATE: 08/11/2010 DATE: August 11, 2010 In Re: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 09-07091

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On October 28, 2009, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested that the case be decided on the written record. On May 17, 2010, after considering the record, Administrative Judge Shari Dam denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge. Rather, Applicant asks the Board to reverse the Judge’s decision and give him an opportunity to send in additional evidence including leave and earnings statements, pay stubs, evidence of debt payment, and character reference letters, which he believes would be sufficient to change the outcome of the case. In this case, Applicant elected to have a decision based upon the written record, and then responded to the government’s file of relevant material (FORM) with two items of documentary evidence. The Judge based her decision, in part, on the fact that: “[Applicant] did not provide evidence that he paid, attempted to pay, or establish a repayment plan for any debt . . .” Decision at 5. The Board has previously noted that it is reasonable for a Judge to expect applicants to present documentation about the satisfaction of specific debts. See ISCR Case No. 04-10671 at 3 (App. Bd. May 1, 2006). A review of the record indicates Applicant was provided with the procedural rights set forth in Executive Order 10865 and the Directive, including an opportunity to respond to the government’s file of relevant material. Applicant’s brief contains no explanation as to why he did not submit the documentation which he now references when given an opportunity to due so. Although pro se applicants cannot be expected to act like lawyers, they are expected to take timely, reasonable steps to protect their rights under the Directive. See, e.g., ISCR Case No. 00-0593 at 4 (App. Bd. May 14, 2001). If they fail to take timely, reasonable steps to protect their rights, that failure to act does not constitute a denial of their rights. See, e.g., ISCR Case No. 02-19896 at 6 (App. Bd. Dec. 29, 2003). The Board cannot consider new evidence on appeal. See Directive ¶ E3.1.29. Nor does it review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board