A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 10-09936.a1
Appeal BoardDecided Feb 3, 2012 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance issues under Guideline F (Financial Considerations) due to concerns raised by the Defense Office of Hearings and Appeals. The appeal board found that the applicant had credible assertions regarding his attempts to submit additional evidence that were not included in the record, leading to the remand of the adverse decision for reconsideration of those documents.
Procedural posture
- SOR issued
- 2011-05-03
- Answer filed
- Hearing held
- 2011-10-24 record held open for 30 days
- Decision date
- 2012-02-03 remanded for reconsideration
Cite for
- Due Process Considerations in Evidence Submission
- Remand for Reconsideration of Omitted Evidence
- Credibility of Applicant's Assertions Regarding Evidence Submission
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on financial considerations. The Applicant argued that he was denied the opportunity to present evidence in mitigation. The Board remanded the case for the Judge to consider the documents that the Applicant attempted to submit, which were not included in the record. The Board found that the Applicant's assertions were credible and warranted further consideration.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: Applicant asserts, with documentary support, that he took all steps to ensure that the documents attached to his appeal brief were timely submitted to the Judge, but the documents did not make it into the record. We remand the case to the Judge to consider the documents and to issue a new decision. Adverse decision remanded. CASENO: 10-09936.a1 DATE: 02/03/2012 DATE: February 3, 2012 In Re: ------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 10-09936
Appearances
FOR GOVERNMENT Gina L. Marine, Esq., Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On May 3, 2011, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On December 14, 2011, after the hearing, Administrative Judge Robert E. Coacher denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether Applicant was denied an opportunity to present evidence in mitigation and extenuation. Consistent with the following, we remand the case to the Judge. The hearing in Applicant’s case took place on October 24, 2011. The Judge held the record open for 30 days in order to give Applicant an opportunity to present additional evidence. Applicant’s brief includes information and documents outside the record regarding his efforts to provide additional evidence. We cannot consider new evidence regarding SOR allegations, but we have, in appropriate cases, considered evidence outside the record insofar as it raises threshold issues of due process or jurisdiction. See, e.g., ISCR Case No. 08-07664 at 2 (App. Bd. Dec. 29, 2009). In this case, we have considered the representations in Applicant’s brief for the light they shed on the issue raised on appeal. Applicant asserts, and Department Counsel concurs, that he took all steps necessary to ensure that the documents attached to his appeal brief were submitted to the Judge within the allotted time, but, through no fault of his own, the documents did not make it into the record. Applicant’s assertions are not frivolous, nor are they contradicted by anything in the record. Accordingly, we conclude that the best resolution of this appeal is to remand the case to the Judge for him to consider the documents that Applicant had attempted to submit and then to issue a new decision in accordance with the Directive.
Order
The Judge’s adverse security clearance decision is REMANDED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board