Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 15-02933.a1

Appeal Board

Decided Sep 23, 2016 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing herself, sought a security clearance under Guideline F (Financial Considerations) but was denied due to failure to provide timely evidence of financial stability. The appeal board found no due process violations or harmful errors in the original decision, affirming the denial based on the lack of prima facie evidence of a timely response to the File of Relevant Material.

Why the applicant was denied

  • The applicant did not provide timely documentary evidence in response to the File of Relevant Material.
  • The applicant's claims of mailing documents were unsupported by postal receipts or other evidence.
  • The applicant failed to demonstrate a prima facie case of due process violations.

Conditions referenced

Disqualifying

  • F3 Inability to satisfy debtsraised
  • F4 Delinquent debtsraised

Key rule quoted

Procedural posture

SOR issued
2015-12-02
Answer filed
Hearing held
2016-07-21 Decision made by Administrative Judge Erin C. Hogan.
Decision date
2016-09-23 Appeal decision affirmed.

Cite for

  • Due Process Considerations in Security Clearance Cases
  • Timeliness of Evidence Submission Under Guideline F
  • Affirmation of Denial Based on Lack of Prima Facie Evidence

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant who was denied a security clearance based on financial considerations. The applicant claimed that documents she mailed were not considered by the Administrative Judge. The Board affirmed the denial, finding no evidence that the applicant submitted the documents in question and no assertion of harmful error.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F DIGEST: Applicant asserts that she mailed in documents which the Judge never considered. One document the Judge addressed. On document is dated after the close of the record. One document refers to events that occurred after the Judge’s decision. Adverse decision affirmed. CASENO: 15-02933.a1 DATE: 09/23/2016 DATE: September 23, 2016 In Re: ----------

Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 15-02933

Appearances

FOR GOVERNMENT James B. Norman, Esq., chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On December 2, 2015, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On July 21, 2016, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Erin C. Hogan denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises an issue of due process. In doing so, she makes assertions from outside the record, which we normally cannot consider. However, we will consider new evidence insofar as it bears upon threshold issues of due process or jurisdiction. See, e.g., ISCR Case No. 14-00812 at 2 (App. Bd. Jul. 8, 2015). She states that, in February 2016, she sent documentary evidence to DOHA in response to the File of Relevant Material (FORM) that did not make it into the record. She has attached to her brief what she claims to be this evidence, though she states that she does not have the postal receipt verifying that it was mailed. The record shows that DOHA sent the FORM to Applicant in January 2016, advising her of her right to provide a documentary response. The letter stated that she had 30 days from receipt to do so. Letter to Applicant, dated January 28, 2016. Applicant received the letter on February 3, 2016, as evidenced by her signed receipt acknowledgment. DOHA received nothing from Applicant within the 30 days allotted. Memorandum For Administrative Judge, dated April 5, 2016. Applicant’s brief does not assert that she asked for additional time, and there is nothing in the record to suggest that she did so. The attachments to Applicant’s brief include her Answer to the SOR, which is part of the record and which the Judge addressed. Decision at 2. The attachments include two other documents, one of which is a credit report dated July 13, 2016, well after the close of the record. The other document shows that certain items were removed from Applicant’s credit reports, with a removal date of August 2016, after the Judge issued her decision. Applicant’s brief alludes to nothing else that she claims to have submitted. Applicant has not made a prima facie showing that she had actually made a documentary response to the FORM. Therefore, there is no reason to believe that she was denied due process. Beyond this, Applicant has not made an assertion of harmful error. Accordingly, the Decision is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed; James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board