A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 15-05250.a1
Appeal BoardDecided Jun 13, 2017 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied due to concerns under Guideline J (Criminal Conduct) and Guideline G (Alcohol Consumption), despite being found in favor on Guideline F (Financial Considerations). The Appeal Board affirmed the denial, noting the applicant did not assert harmful error by the judge and introduced new evidence not considered on appeal.
Why the applicant was denied
- The applicant had unresolved issues related to criminal conduct under Guideline J.
- The applicant had ongoing concerns regarding alcohol consumption under Guideline G.
Conditions referenced
Disqualifying
- AG ¶ 30 Criminal Conductraised
- AG ¶ 21 Alcohol Consumptionraised
Mitigating
- AG ¶ 20 Financial Considerationsapplied
Key rule quoted
“The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error.”
Procedural posture
- SOR issued
- 2016-05-13
- Answer filed
- Hearing held
- 2017-03-27
- Decision date
- 2017-06-13
Cite for
- Affirmation of Denial Based on Unresolved Criminal Conduct Under Guideline J
- Affirmation of Denial Based on Alcohol Consumption Issues Under Guideline G
- Limitations on the Appeal Board's Review Authority Regarding Harmful Error Assertions.
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the Applicant after the Administrative Judge denied his request for a security clearance based on concerns under Guideline J, Guideline G, and Guideline F. The Applicant did not assert any harmful error in his appeal, leading the Board to affirm the Judge's decision.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline J; Guideline G; Guideline F DIGEST: The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Because Applicant has not made such an allegation, the decision of the Judge denying Applicant a security clearance is affirmed. Adverse decision affirmed. CASENO: 15-05250.a1 DATE: 06/13/2017 DATE: June 13, 2017 In Re: ---------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 15-05250
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On May 13, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline J (Criminal Conduct), Guideline G (Alcohol Consumption), and Guideline F (Financial Considerations) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On March 27, 2017, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Roger C. Wesley denied Applicant’s request for a security clearance. The Judge found in favor of Applicant on the Guideline F allegations and against him on the Guideline J and Guideline G allegations. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge.1 Instead, Applicant argues that security concerns discussed in the Judge’s decision are no longer valid. In doing so, he makes assertions from outside the record, such as asserting that he successfully completed his criminal probation after the security clearance hearing, providing further information about an alcohol assessment admitted into evidence at the hearing, and expressing a willingness to participate in certain alcohol tests in the future. We cannot consider such new evidence on appeal. Directive ¶ E3.1.29.
The Board does not review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Because Applicant has not made such an allegation, the decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board 1 Applicant noted the Judge mistakenly indicated that Applicant was picking up his current fiancee, instead of an ex-girlfriend, when he was arrested for driving while intoxicated in 2011. He does not argue this was a harmful error, and it is unlikely such an error would have affected on the ultimate decision in this case. See, e.g., ISCR Case No. 12- 03420 at 3 (App. Bd. Jul. 25, 2014).