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ISCR Case 22-00703 — CASE

ISCR Case 22-00703granted

Case Headnote

ISCR Case No. 22-00703

grantedApr 13, 2023· Hon. Richard A. Cefola· hearing

Summary

A 36-year-old defense contractor employee, born to Pakistani nationals, was granted a security clearance despite concerns under Guideline B (Foreign Influence) related to family ties in Pakistan. The Statement of Reasons detailed that the applicant's mother and father are Pakistani citizens, with the mother holding a U.S. Green Card and the father possessing an open U.S. visa.

The applicant's family in Pakistan includes an older brother who is a Lieutenant Colonel in the Infantry, with whom contact is limited to about once a year. Two other brothers and one sister also reside in Pakistan; one brother works in real estate, another is unemployed, and the sister is a homemaker. Additionally, two sisters, Pakistani citizens, live in Abu Dhabi and work as schoolteachers. The applicant also listed six Pakistani citizen cousins, two of whom reside outside Pakistan in the UAE and Qatar, noting little to no contact with them.

The applicant admitted to all allegations but successfully mitigated the security concerns. The decision highlighted the limited contact the applicant maintained with family members in Pakistan and considered the specific circumstances of these family members, including their residency and occupations. Ultimately, the judge found that these factors mitigated the foreign influence concerns, determining that granting access to classified information was consistent with national interest.

Why the Applicant Prevailed

The applicant admitted to all allegations under Guideline B but demonstrated limited contact with family members in Pakistan.
The circumstances of the applicant's family members were considered, including their residency and occupations, which contributed to the mitigation of concerns.

Conditions Referenced

Disqualifying

AG ¶ 6(a)raisedForeign Influence

Mitigating

AG ¶ 8(a)appliedLimited ContactThe applicant has limited contact with family members in Pakistan.
AG ¶ 8(c)appliedCircumstances of Family MembersThe circumstances of the applicant's family members were considered, including their residency and occupations.

Key Rule Quoted

“The administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision.”

Procedural Posture

SOR issuedApr 26, 2022
Answer filedJul 20, 2022
Hearing heldOct 7, 2022
Decision dateApr 13, 2023

Cite For

Mitigation of Foreign Influence Concerns Under Guideline B
Consideration of Limited Family Contact in Security Clearance Cases
Impact of Family Circumstances on Security Clearance Eligibility

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline B (Foreign Influence) · descriptive summary of a decided case

Posture: HearingDecided: granted

The judge found that the applicant's foreign ties, primarily consisting of family members residing in Pakistan, did not pose a security risk. The applicant admitted to all allegations but demonstrated strong ties to the United States, including marriage to a U.S. citizen. The decision ultimately granted the applicant national security eligibility and a security clearance.

Country conditions:the decision took administrative notice of official facts about the foreign country (the Government’s country submission).

U.S. ties the decision noted: U.S. Spouse or Partner · U.S. Home or Property · U.S. Career or Business

¶	Allegation	Finding	Relationship	Country	Response	Disqualifying (¶7)	Mitigating applied (¶8)	Mitigation
1.a	Applicant’s mother and father are citizens and residents of Pakistan. His mother’s family lives in the United States, and she has a Green Card. She has always been a housewife. Applicant’s father has an open visa for entry to the United States. He’s a retired 75-year-old Human Resources Manager.	For Applicant	Parent in Foreign Country Immediate Family	Pakistan	Admitted	—	—	—
1.b	Applicant’s much older brother is a citizen and resident of Pakistan. He is a Lieutenant Colonel in the Infantry. Their contact is limited to about once a year.	For Applicant	Sibling in Foreign Country Immediate Family GOVT-AFFILIATED	Pakistan	Admitted	—	—	—
1.c	Applicant has two other brothers and one sister who are citizens and residents of Pakistan. One brother works in real-estate, and the other is unemployed. His sister is a homemaker.	For Applicant	Sibling in Foreign Country Immediate Family	Pakistan	Admitted	—	—	—
1.d	Applicant has two sisters who are citizens of Pakistan but reside in Abu Dhabi. They are both schoolteachers.	For Applicant	Sibling in Foreign Country Immediate Family	Pakistan	Admitted	—	—	—
1.e	In an abundance of caution, Applicant listed six cousins on his security clearance application (e-QIP), who are all citizens of Pakistan, but two reside outside of Pakistan, one in the United Arab Emirates, and the other in Qatar. Applicant has little or no contact with his cousins.	For Applicant	Extended Family in Foreign Country Extended Family	Pakistan	Admitted	—	—	—

Descriptive standardized rendering of a decided public case (Guideline B). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

______________ ______________ DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS In the matter of: ) ) ) ISCR Case No. 22-00703 ) ) Applicant for Security Clearance ) Appearances For Government: Andrew Henderson, Esq., Department Counsel For Applicant: Pro se April 13, 2023

STATEMENT OF CASE

CEFOLA, Richard A., Administrative Judge: Statement of the Case On April 26, 2022, in accordance with DoD Directive 5220.6, as amended (Directive), the Department of Defense issued Applicant a Statement of Reasons (SOR) alleging facts that raise security concerns under Guideline B. The SOR further informed Applicant that, based on information available to the government, DoD adjudicators could not make the preliminary affirmative finding it is clearly consistent with the national interest to grant or continue Applicant’s security clearance. Applicant answered the SOR on July 20, 2022 and requested a hearing before an administrative judge. (Answer.) The case was assigned to me on August 16, 2022. The Defense Office of Hearings and Appeals (DOHA) issued a notice of hearing on August 23, 2022, scheduling the hearing for October 7, 2022. The hearing was convened as scheduled. The Government offered two Exhibits (GXs) 1 and 2, which were admitted without objection, and Hearing Exhibit (HX) I for Administrative Notice. Applicant testified on his own behalf. Applicant offered five documents, which I marked Applicant’s Exhibits (AppXs) A through E, which were admitted without objection. The

record was left open until November 11, 2022, for receipt of additional documentation. On November 11th, Applicant submitted a closing statement, but no additional evidence. DOHA received the transcript of the hearing (TR) on October 17, 2022.

PROCEDURAL RULINGS

At the hearing, the Government requested I take administrative notice of certain facts relating to Pakistan. Department Counsel provided a six-page summary of the facts, supported by five Government documents pertaining to Pakistan, identified as HE I. The documents provide elaboration and context for the summary. I take administrative notice of the facts included in the U.S. Government reports. They are limited to matters of general knowledge, not subject to reasonable dispute. They are set out in the

FINDINGS OF FACT

Findings of Fact.

Findings of Fact Applicant admitted to all the allegations in SOR. After a thorough and careful review of the pleadings, exhibits, and testimony, I make the following findings of fact. Applicant is a 36-year-old employee of a defense contractor. He was born in Saudi Arabia to Pakistani nationals. Applicant has been employed with the defense contractor since March 2019. He is married to an American citizen and has no children. (GX 1 at pages 5, 14 and 28–29.) Applicant came to the United States in about 2014, and obtained a Master’s Degree from an American university. (TR at page 15 line 7 to page 17 line 3.) Guideline B - Foreign Influence 1.a. Applicant’s mother and father are citizens and residents of Pakistan. His mother’s family lives in the United States, and she “has a Green Card.” She has “always been a housewife.” Applicant’s father has an open visa for entry to the United States. He’s a retired 75-year-old “Human Resources Manager.” He worked for a government agency for about “two years before he retired. Before that, Applicant’s father was a banker, and before that he worked for “a construction company.” (TR at page 17 line 6 to page 19 line 11.) 1.b. Applicant’s “much older” brother is a citizen and resident of Pakistan. He is a Lieutenant Colonel in the Infantry. Their contact is limited to about once a year. (TR at page 19 line 20 to page 20 line 23, and Answer at pages 6–7.) 1.c. Applicant has two other brothers and one sister who are citizens and residents of Pakistan. One brother “works in real-estate,” and the other is unemployed. His sister “is a homemaker.” TR at page 20 line 24 to page 22 line 21.) Applicant has little contact with his brothers. (Answer.)

1.d. Applicant has two sisters who are citizens of Pakistan but reside in Abu Dhabi. They are both schoolteachers. (TR at page 22 line 22 to 23 line 13.) Applicant has little contact with his sisters. (Answer at page 7.) 1.e.~1.g. In an “abundance of caution,” Applicant listed six cousins on his security clearance application (e-QIP), who are all citizens of Pakistan, but two reside outside of Pakistan, one in the United Arab Emirates, and the other in Qatar. Applicant has little or no contact with his cousins. (TR at page 25 line 9 to page 35 line 20, and Answer at pages 7–8.) Notice I take administrative notice of the following facts regarding Pakistan: Pakistan is an Islamic Republic. The Department of State has assessed parts of the country to be MEDIUM or HIGH-threat locations. During 2021, there was a lack of government accountability, and abuses, including corruption, that often went unpunished, fostering a culture of impunity among perpetrators, whether official or unofficial.

POLICIES

When evaluating an applicant’s suitability for a security clearance, the administrative judge must consider the adjudicative guidelines (AG). In addition to brief introductory explanations for each guideline, the adjudicative guidelines list potentially disqualifying conditions and mitigating conditions, which are to be used in evaluating an applicant’s eligibility for access to classified information. These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, administrative judges apply the guidelines in conjunction with the factors listed in AG ¶ 2 describing the adjudicative process. The administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision. According to AG ¶ 2(a), the entire process is a conscientious scrutiny of a number of variables known as the whole-person concept. The administrative judge must consider all available, reliable information about the person, past and present, favorable and unfavorable, in making a decision. The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.” In reaching this decision, I have drawn only those conclusions that are reasonable, logical, and based on the evidence contained in the record. Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Under Directive ¶ E3.1.15, the “applicant is responsible for presenting witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by the applicant or proven by Department Counsel, and has the ultimate burden of persuasion as to obtaining a favorable clearance decision.”

A person who applies for access to classified information seeks to enter into a fiduciary relationship with the Government predicated upon trust and confidence. This relationship transcends normal duty hours and endures throughout off-duty hours. The Government reposes a high degree of trust and confidence in individuals to whom it grants access to classified information. Decisions include, by necessity, consideration of the possible risk the applicant may deliberately or inadvertently fail to protect or safeguard classified information. Such decisions entail a certain degree of legally permissible extrapolation as to potential, rather than actual, risk of compromise of classified information. Section 7 of Executive Order (EO) 10865 provides that adverse decisions shall be “in terms of the national interest and shall in no sense be a determination as to the loyalty of the applicant concerned.” See also EO 12968, Section 3.1(b) (listing multiple prerequisites for access to classified or sensitive information).

ANALYSIS

Guideline B - Foreign Influence The security concern relating to the guideline for Foreign Influence is set out in AG ¶ 6: Foreign contacts and interests, including, but not limited to, business, financial, and property interests, are a national security concern if they result in divided allegiance. They may also be a national security concern if they create circumstances in which the individual may be manipulated or induced to help a foreign person, group, organization, or government in a way inconsistent with U.S. interests or otherwise made vulnerable to pressure or coercion by any foreign interest. Assessment of foreign contacts and interests should consider the country in which the foreign contact or interest is located, including, but not limited to, considerations such as whether it is known to target U.S. citizens to obtain classified or sensitive information or is associated with a risk of terrorism. The guideline notes several conditions that could raise security concerns under AG ¶ 7. Two are potentially applicable in this case: (a) contact, regardless of method, with a foreign family member, business or professional associate, friend, or other person who is a citizen of or resident in a foreign country if that contact creates a heightened risk of foreign exploitation, inducement, manipulation, pressure, or coercion; and (b) connections to a foreign person, group, government, or country that create a potential conflict of interest between the individual's obligation to protect classified or sensitive information or technology and the individual's desire to help a foreign person, group, or country by providing that information or technology.

Applicant’s parents, five siblings and numerous cousins are citizens of Pakistan. The evidence is sufficient to raise these disqualifying conditions. AG ¶ 8 provides conditions that could mitigate security concerns. I considered all of the mitigating conditions under AG ¶ 8 including: (a) the nature of the relationships with foreign persons, the country in which these persons are located, or the positions or activities of those persons in that country are such that it is unlikely the individual will be placed in a position of having to choose between the interests of a foreign individual, group, organization, or government and the interests of the United States; (b) there is no conflict of interest, either because the individual’s sense of loyalty or obligation to the foreign person, or allegiance to the group, government, or country is so minimal, or the individual has such deep and longstanding relationships and loyalties in the United States, that the individual can be expected to resolve any conflict of interest in favor of the U.S. interest; and (c) contact or communication with foreign citizens is so casual and infrequent that there is little likelihood that it could create a risk for foreign influence or exploitation. Applicant’s mother has a green card, and his father has a standing visa to visit the United States. She is a housewife, and he is 75-year-old retiree. Applicant has little contact with his siblings, and little or none with his cousins. Foreign Influence is found for Applicant.

WHOLE PERSON CONCEPT

Under the whole-person concept, the administrative judge must evaluate an applicant’s eligibility for a security clearance by considering the totality of the applicant’s conduct and all relevant circumstances. The administrative judge should consider the nine adjudicative process factors listed at AG ¶ 2(d): (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual’s age and maturity at the time of the conduct; (5) the extent to which participation is voluntary; (6) the presence or absence of rehabilitation and other permanent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence.

________________________ Under AG ¶ 2(c), the ultimate determination of whether to grant eligibility for a security clearance must be an overall commonsense judgment based upon careful consideration of the guidelines and the whole-person concept. I considered the potentially disqualifying and mitigating conditions in light of all facts and circumstances surrounding this case. I have incorporated my comments under Guideline B in my whole-person analysis. Some of the factors in AG ¶ 2(d) were addressed under those guidelines, but some warrant additional comment. Applicant is well respected in the workplace and in his community. (AppX B.) Overall, the record evidence leaves me without questions or doubts as to Applicant’s eligibility and suitability for a security clearance. For all these reasons, I conclude Applicant mitigated the Foreign Influence security concern.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by ¶ E3.1.25 of the Directive, are: Paragraph 1, Guideline B: FOR APPLICANT Subparagraphs 1.a~1.g: For Applicant

CONCLUSION

In light of all of the circumstances presented by the record in this case, it is clearly consistent with the national interest to grant Applicant national security eligibility and a security clearance. Eligibility for access to classified information is granted. Richard A. Cefola Administrative Judge