Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 23-00193

Appeal Board

Decided Jan 22, 2024 · Administrative Judge James B. Norman · Appeal

Case headnote

Summary

The applicant, a mid-40s individual engaged to be married with two children, faced security clearance denial under Guideline F due to failure to file tax returns from 2009 to 2021 and multiple delinquent debts. The appeal was denied as the applicant did not assert harmful error by the judge, and the decision was upheld based on national security interests.

Why the applicant was denied

  • The applicant failed to file tax returns from 2009 to 2021.
  • The applicant had multiple delinquent debts, including medical accounts and personal loans.
  • The applicant did not assert harmful error by the judge during the appeal.

Conditions referenced

Disqualifying

  • F1 Failure to file annual income tax returnsraised
  • F3 Inability or unwillingness to satisfy debtsraised

Mitigating

  • F3 The conditions that resulted in the financial difficulties were temporary and were being resolvedrejected

Key rule quoted

Procedural posture

SOR issued
2023-02-06
Answer filed
Hearing held
Decision date
2024-01-22 Appeal affirmed.

Cite for

  • Denial of Security Clearance Based on Financial Considerations Under Guideline F
  • Applicant's Failure to Assert Harmful Error on Appeal
  • National Security Interests as a Basis for Clearance Decisions

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of security clearance based on financial considerations. The Applicant did not assert any harmful error by the Administrative Judge and sought reconsideration based on prior interim clearance. The Board affirmed the denial, stating that the lack of harmful error justified the decision.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Appearances

_______________________________________ ) In the matter of: )

)

)

---- )

ISCR Case No. 23-00193

)

) Applicant for Security Clearance ) _______________________________________)

DEPARTMENT OF DEFENSE DEFENSE LEGAL SERVICES AGENCY DEFENSE OFFICE OF HEARINGS AND APPEALS APPEAL BOARD POST OFFICE BOX 3656 ARLINGTON, VIRGINIA 22203 (703) 696-4759 Date: January 22, 2024

Appearances

FOR GOVERNMENT Julie R. Mendez, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On February 6, 2023, DoD issued a Statement of Reasons (SOR) advising Applicant of the basis of that decision – security concerns raised under Guideline F (Financial Considerations) of the National Security Adjudicative Guidelines (AG) in Appendix A of Security Executive Agent Directive 4 (effective June 8, 2017) and DoD Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). On November 20, 2023, Defense Office of Hearings and Appeals Administrative Judge Eric H. Borgstrom denied Applicant’s security clearance eligibility. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant is in his mid-40s. He is engaged to be married and has two children from previous relationships. From 2001 until he was laid off in 2009, he was employed by a government contractor. Applicant held various jobs between 2011 and 2022, at which time he became a full- time employee of a government contractor. He completed an application for a security clearance on May 12, 2022, and was granted an interim clearance which was withdrawn in February 2023 after issuance of the SOR, which alleged Applicant’s failure to file Federal and state tax returns from 2009 to 2021, as well as five delinquent medical account and personal loan debts. The Judge

found favorably for Applicant as to three of the delinquent debts and against him on the remaining allegations. On appeal, Applicant made no assertion of harmful error on the part of the Judge and acknowledges that he is “appealing this case not so much because the Judge himself did something wrong.” Instead, he advocates for reconsideration of the Judge’s decision, largely on the basis that he was granted an interim clearance after disclosing the same financial problems ultimately alleged in the SOR. A decision to grant security clearance eligibility does not give the applicant any vested right or entitlement in keeping a security clearance, and a prior grant – even of an interim clearance – does not preclude the Federal Government from considering, at a future date, whether to continue that grant or to revoke it. See, e.g., ISCR Case No. 20-03647 at 2 (App. Bd. Dec. 7, 2021). The Appeal Board does not review cases de novo and is prohibited from considering new evidence on appeal. Directive ¶ E3.1.29. The Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Because Applicant has not made such an allegation of error, the decision of the Judge denying Applicant a security clearance is sustainable on this record. “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). “Any doubt concerning personnel being considered for national security eligibility will be resolved in favor of the national security.” AG ¶ 2(b).

Order

The decision is AFFIRMED. Signed: Moira Modzelewski Moira Modzelewski Administrative Judge Chair, Appeal Board Signed: Allison Marie Allison Marie Administrative Judge Member, Appeal Board Signed: James B. Norman James B. Norman Administrative Judge Member, Appeal Board