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ISCR Case 16-03664.h1 — CASE

ISCR Case 16-03664.h1granted

Case Headnote

ISCR Case No. 16-03664.h1

grantedMay 30, 2018· Hon. John Grattan Metz, Jr.· hearing

Summary

The applicant, a 32-year-old user experience architect originally from China, sought a security clearance under Guideline B concerning foreign influence. The case centered on her parents' citizenship and residency status in the U.S. The judge granted the clearance, determining that the applicant's parents were legal permanent residents, mitigating the security concerns raised by their foreign ties.

Under Guideline B (Foreign Influence), the Statement of Reasons alleged the following: Applicant’s parents are citizens of the People’s Republic of China (China) and currently legally resident in the U.S (1.a). Applicant’s in-laws are Chinese citizens and legal permanent residents in the U.S (1.b).

The judge granted the clearance. The judge applied mitigating conditions AG ¶ 7(a), AG ¶ 7(e). The decision turned on the following: Applicant's parents became legal permanent residents of the U.S., mitigating foreign influence concerns; The Government withdrew the Guideline C allegation, reducing the scope of the case against the applicant; The applicant demonstrated no divided loyalties or vulnerability to foreign influence due to her parents' status.

Why the Applicant Prevailed

Applicant's parents became legal permanent residents of the U.S., mitigating foreign influence concerns.
The Government withdrew the Guideline C allegation, reducing the scope of the case against the applicant.
The applicant demonstrated no divided loyalties or vulnerability to foreign influence due to her parents' status.

Conditions Referenced

Mitigating

AG ¶ 7(a)appliedMitigating Condition 1Applicant's parents are legal permanent residents of the U.S.
AG ¶ 7(e)appliedMitigating Condition 5The applicant is not in a position to choose between her parents' interests and those of the U.S.

Key Rule Quoted

“The Government must prove, by substantial evidence, controverted facts alleged in the SOR.”
— Department of the Navy v. Egan, 484 U.S. 518 (1988)

Procedural Posture

SOR issuedDec 29, 2016
Answer filed01/2017
Hearing held—Decision made without a hearing.
Decision dateMay 30, 2018

Cite For

Mitigation of Foreign Influence Concerns Due to Legal Permanent Residency of Family Members
Withdrawal of Allegations Based on Applicant's Actions
Consideration of Foreign Influence in the Context of Family Ties and U.S. Citizenship

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline B (Foreign Influence) · descriptive summary of a decided case

Posture: Decision on RecordDecided: granted

The judge found that the applicant's foreign influence concerns did not warrant disqualification. The applicant's parents are legal permanent residents of the U.S., which mitigated the security concerns associated with their foreign citizenship. Consequently, the judge ruled in favor of the applicant, granting the security clearance.

U.S. ties the decision noted: Naturalized U.S. Citizen · U.S. Spouse or Partner · U.S. Children · U.S. Home or Property · Intent to Remain in U.S.

¶	Allegation	Finding	Relationship	Country	Response	Disqualifying (¶7)	Mitigating applied (¶8)	Mitigation
1.a	Applicant’s parents are citizens of the People’s Republic of China (China) and currently legally resident in the U.S.	For Applicant	Parent in Foreign Country Immediate Family	People’s Republic of China	Denied	—	(a) relationships such that a conflict between foreign and U.S. interests is unlikely	Credited Deep U.S. Ties
1.b	Applicant’s in-laws are Chinese citizens and legal permanent residents in the U.S.	For Applicant	In Law in Foreign Country Immediate Family	People’s Republic of China	Denied	—	(a) relationships such that a conflict between foreign and U.S. interests is unlikely	Credited Deep U.S. Ties

Descriptive standardized rendering of a decided public case (Guideline B). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS

In the matter of: ) ) XXXXXXXXXXXX ) ISCR Case No. 16-03664 ) ) Applicant for Security Clearance )

For Government: Caroline E. Heintzelman, Esquire, Department Counsel For Applicant: Pro Se

05/30/2018 ______________

STATEMENT OF CASE

______________

METZ, John Grattan, Jr., Administrative Judge:

Based on the record in this case, Applicant’s clearance is granted.

On 29 December 2016, the Department of Defense (DoD) sent Applicant a Statement of Reasons (SOR) raising security concerns under Guideline B, Foreign Influence and Guideline C, Foreign Preference. Applicant timely answered the SOR, requesting a decision without hearing by the Defense Office of Hearings and Appeals (DOHA). The record in this case closed 18 April 2017, when Department Counsel indicated no objection to Applicant’s response to the FORM. DOHA assigned the case to me 01 October 2017.

FINDINGS OF FACT

Applicant denied the allegations of the SOR. She is a 32-year-old user experience architect sponsored by a defense contractor since December 2015. She was previously employed as a user experience designer between September 2014 and December 2015. She underwent a background investigation in February 2015, but the record does not report the results of that investigation. Her December 2015 clearance application (Item 3) was a pre-employment clearance request.

Applicant was born in the People’s Republic of China (China) in May 1984. She grew up there and was educated there through high school (1999-2002), her bachelor’s degree (2006-2006), and her first master’s degree (2006-2008). In December 2010, she came to the United States (U.S.) to pursue additional master’s degrees. She attended one program between January 2011 and May 2011, then switched to a different school, which she attended between June 2011 and December 2011, when she left the program. She resumed a master’s program at her most recent school in August 2012, and received her second master’s degree in May 2014. She married her husband, a naturalized U.S. citizen also originally from China, in March 2011. They have a daughter, born in the U.S. in April 2014.

Applicant came to the U.S. on a Chinese passport issued in June 2006. U.S immigration law requires legal permanent residents of the U.S. to maintain a valid foreign passport. Applicant renewed her Chinese passport in November 2010. Applicant became a naturalized U.S. citizen in November 2014. She obtained her U.S. passport in February 2015. Ten days after she applied for this clearance, Applicant had her facility security officer (FSO) destroy both Chinese passports (Answer), an action which led Department Counsel to withdraw the Guideline C allegation in the FORM.

Applicant’s December 2015 clearance application reported her parents’ foreign residence and citizenship, as well as her in-laws’ Chinese citizenship and legal permanent resident (LPR) status in the U.S. The SOR alleges security concerns only about her parents’ Chinese residence and citizenship. Applicant applied for legal permanent status for her parents, and those applications had been accepted for processing in July 2016, information she provided to the Government in her January 2017 Answer (Item 2).

Applicant’s 57-year old mother and 60-year-old father are citizens of the PRC, currently legally resident in the U.S. as of April 2017 (Response). They thus raise the same security concerns as Applicant’s in-laws. Although I took official notice of the Government’s security concerns over China, further discussion of those concerns is moot, given Applicant’s parents’ permanent legal resident status in the U.S. That status is renewable every ten years.

POLICIES

The adjudicative guidelines (AG) list factors for evaluating a person’s suitability for access to classified information. Administrative judges must assess disqualifying and mitigating conditions under each issue fairly raised by the facts and situation presented. Each decision must also reflect a fair, impartial, and commonsense consideration of the factors listed in AG ¶ 2(a). Any one disqualifying or mitigating condition is not, by itself, conclusive. However, specific adjudicative guidelines should be followed where a case can be measured against them, as they represent policy guidance governing access to classified information. Considering the SOR allegations and the evidence as a whole, the relevant adjudicative guideline is Guideline B (Foreign Influence).

Security clearance decisions resolve whether it is clearly consistent with the national interest to grant or continue an applicant’s security clearance. The Government must prove, by substantial evidence, controverted facts alleged in the SOR. If it does, the burden shifts to applicant to refute, extenuate, or mitigate the Government’s case. Because no one has a right to a security clearance, the applicant bears a heavy burden of persuasion.

Persons with access to classified information enter into a fiduciary relationship with the Government based on trust and confidence. Therefore, the Government has a compelling interest in ensuring each applicant possesses the requisite judgement, reliability, and trustworthiness of those who must protect national interests as their own. The “clearly consistent with the national interest” standard compels resolution of any reasonable doubt about an applicant’s suitability for access in favor of the government.5

ANALYSIS

Under Guideline B (Foreign Influence), an applicant’s foreign contacts and interests may raise security concerns if the individual 1) has divided loyalties or foreign financial interests, 2) may be manipulated or induced to help a foreign person, group, organization, or government in a way contrary to U.S. interests, or 3) is vulnerable to pressure or coercion by any foreign interest. Foreign influence adjudications can and should consider the identity of the foreign country in which the foreign contact or financial interest is located—including, but not limited to, whether the country is known to target U.S. citizens to obtain protected information and/or is associated with a risk of terrorism. Evaluation of an individual’s qualifications for access to protected information requires careful assessment of both the foreign entity’s willingness and ability to target protected information, and to target ex-patriots who are U.S. citizens to obtain that information, and the individual’s susceptibility to influence, whether negative or positive. More specifically, an individual’s contacts with foreign family members (or other foreign entities or persons) raise security concerns only if those contacts create a heightened risk of foreign exploitation, inducement, manipulation, pressure, or coercion. In addition, security concerns may be raised by a substantial business, financial, or property interest in a foreign country, or in any foreign-owned or foreign-operated business, which could subject the individual to heightened risk of foreign influence or exploitation.8

In this case, the Government did not establish a case for disqualification under Guideline B. Applicant’s parents have been legal permanent residents of the U.S. since April 2017. They can retain that status until April 2028, when the status must be renewed. Applicant is not in a position where she might have to choose between her parents’ interests or those of the U.S. I resolve Guideline B for Applicant.

FORMAL FINDINGS

Paragraph 1. Guideline B: FOR APPLICANT

Subparagraph a: For Applicant Subparagraph b: For Applicant

CONCLUSION

In light of all the circumstances presented by the record in this case, it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. Clearance granted.

JOHN GRATTAN METZ, JR Administrative Judge

FOOTNOTES

Consisting of the FORM, Items 1-4 and Official Notice (ON) items I-X. DoD acted under Executive Order 10865, Safeguarding Classified Information Within Industry (February 20, 1960), as amended; DoD Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive); and the adjudicative guidelines (AG) effective within the DoD on 1 September 2006. On 10 December 2016, the Director of National Intelligence (DNI) signed Security Executive Agent Directive 4, implementing new AG, effective with any decision issued on or after 8 June 2017. The Government withdrew the Guideline C allegation based on Applicant’s Answer. Applicant’s parents were then legally in the U.S. on visitor visas. See, Department of the Navy v. Egan, 484 U.S. 518 (1988). AG, ¶6. AG, ¶7(a). AG, ¶7(e). AG, ¶8(a).