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ISCR Case 14-05241.h1 — CASE

ISCR Case 14-05241.h1denied

Case Headnote

ISCR Case No. 14-05241.h1

deniedDec 30, 2015· Hon. Jennifer I. Goldstein· hearing

Summary

A 37-year-old U.S. citizen, originally from Nigeria, was denied a security clearance under Guideline C (Foreign Preference). The Statement of Reasons alleged that the applicant possessed a valid Nigerian passport.

The judge determined that the applicant's possession of a valid Nigerian passport indicated a preference for a foreign country over the United States. Disqualifying condition C1 was raised, while mitigating conditions C1, C2, and C3 were considered.

Ultimately, the applicant did not express a willingness to renounce his Nigerian citizenship and failed to provide evidence that he had destroyed or surrendered his Nigerian passport. These factors led to the finding that the applicant did not take sufficient steps to mitigate the security concerns, resulting in the denial of his security clearance.

Why the Applicant Was Denied

The applicant possesses a valid Nigerian passport, indicating a preference for a foreign country over the United States.
The applicant did not express a willingness to renounce his Nigerian citizenship.
The applicant failed to provide evidence that he has destroyed or surrendered his Nigerian passport.

Conditions Referenced

Disqualifying

C1raisedPossession of a Current Foreign Passport

Mitigating

C1rejectedDual Citizenship Is Based Solely on Parents’ Citizenship or Birth in a Foreign CountryThe applicant's dual citizenship is not based solely on his parents' citizenship.
C2rejectedThe Individual Has Expressed a Willingness to Renounce Dual CitizenshipThe applicant has not expressed a willingness to renounce his dual citizenship.
C3rejectedThe Passport Has Been Destroyed, Surrendered to the Cognizant Security Authority, or Otherwise InvalidatedThe applicant has not provided evidence that the passport has been destroyed or surrendered.

Key Rule Quoted

“Any doubt concerning personnel being considered for access to classified information will be resolved in favor of the national security.”

Procedural Posture

SOR issuedFeb 7, 2015
Answer filedMar 10, 2015Applicant requested a decision on the written record.
Hearing held—No hearing was held; case decided on the written record.
Decision dateDec 30, 2015

Cite For

Denial of Security Clearance Due to Foreign Preference Under Guideline C
Importance of Renouncing Foreign Citizenship for Security Clearance Eligibility
Failure to Provide Mitigating Evidence in Security Clearance Cases

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline C (Foreign Preference) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The applicant possesses a valid Nigerian passport, which raised security concerns under Guideline C (Foreign Preference). The judge found that the applicant did not mitigate these concerns, as he retained his Nigerian citizenship and did not express a willingness to renounce it.

¶	Allegation	Finding	Type	Response	Disqualifying (¶10)	Mitigating applied (¶11)	Mitigation
1.a	Applicant possesses a valid Nigerian passport.	Against Applicant	Foreign Passport Possession or Use	Admitted	(a) applying for and/or acquiring citizenship in any other country	—	—

Descriptive standardized rendering of a decided public case (Guideline C). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DEPARTMENT OF DEFENSE DEFENSE OFFICE OF HEARINGS AND APPEALS

In the matter of: ) ) ) ISCR Case No. 14-05241 ) ) Applicant for Security Clearance )

For Government: Tovah Minster, Esq., Department Counsel For Applicant: Pro se

December 30, 2015 ______________

STATEMENT OF CASE

______________

GOLDSTEIN, Jennifer I., Administrative Judge:

Applicant possesses a valid Nigerian passport. Resulting security concerns were not mitigated. Based on a review of the pleadings and exhibits, eligibility for access to classified information is denied.

Statement of the Case

Applicant submitted a security clearance application (SF-86) on March 25, 2014.1 On February 7, 2015, the Department of Defense Consolidated Adjudications Facility (DoD CAF) issued a Statement of Reasons (SOR) to Applicant, detailing security concerns under Guideline C (Foreign Preference).2 The action was taken under Executive Order 10865, Safeguarding Classified Information within Industry (February

2 Item 1. (Department Counsel failed to provide a copy of the original SOR, but it is fully contained in the 20, 1960), as amended; Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended (Directive); and the adjudicative guidelines that came into effect in the Department of Defense on September 1, 2006.

Applicant submitted a written response to the SOR, dated March 10, 2015, and requested that his case be decided by an administrative judge on the written record without a hearing.3 Department Counsel submitted the Government’s written case on August 24, 2015, containing three Items.4 A complete copy of the File of Relevant Material (FORM) was provided to Applicant, and he was afforded an opportunity to file objections and submit material in refutation, extenuation, or mitigation within 30 days of his receipt of the FORM.

Applicant signed the document acknowledging receipt of his copy of the FORM on August 31, 2015. He submitted no additional material in response to the FORM, made no objection to consideration of any contents of the FORM, and did not request additional time to respond. I received the case assignment on November 5, 2015.

FINDINGS OF FACT

Applicant is 37 years old. He was born in Nigeria and immigrated to the United States in November 1987. He was naturalized as a U.S. citizen in July 1994. He has worked for a government contractor since April 2013. He earned a master’s degree in 2006 and a doctorate in 2008 from a prestigious U.S. university.5

On Applicant’s SF-86, he disclosed that he possesses dual citizenship with both Nigeria and the United States. He retains a valid Nigerian passport, issued to him on November 14, 2012. It is valid until November 13, 2017. He also disclosed he has “not taken any action to renounce [his] Nigerian citizenship.” He traveled to Nigeria using his Nigerian passport in December 2012 to January 2013. 6

The record lacks evidence concerning the quality of Applicant’s professional performance, the level of responsibility his duties entail, or his track record with respect to handling sensitive information and observation of security procedures. No character witnesses provided statements describing his judgment, trustworthiness, integrity, or reliability. I was unable to evaluate his credibility, demeanor, or character in person since he elected to have his case decided without a hearing.

POLICIES

When evaluating an applicant’s suitability for a security clearance, the administrative judge must consider the adjudicative guidelines (AG). In addition to brief introductory explanations for each guideline, the adjudicative guidelines list potentially disqualifying conditions (DCs) and mitigating conditions (MCs), which are to be used in evaluating an applicant’s eligibility for access to classified information.

These guidelines are not inflexible rules of law. Instead, recognizing the complexities of human behavior, these guidelines are applied in conjunction with the factors listed in AG ¶ 2 describing the adjudicative process. The administrative judge’s overarching adjudicative goal is a fair, impartial, and commonsense decision. According to AG ¶¶ 2(a) and 2(c), the entire process is a conscientious scrutiny of applicable guidelines in the context of a number of variables known as the whole-person concept. The administrative judge must consider all available, reliable information about the person, past and present, favorable and unfavorable, in making a decision.

The protection of the national security is the paramount consideration. AG ¶ 2(b) requires that “[a]ny doubt concerning personnel being considered for access to classified information will be resolved in favor of the national security.” In reaching this decision, I have drawn only those conclusions that are reasonable, logical, and based on the evidence contained in the record. Likewise, I have avoided drawing inferences grounded on mere speculation or conjecture.

Under Directive ¶ E3.1.14, the Government must present evidence to establish controverted facts alleged in the SOR. Under Directive ¶ E3.1.15, “[t]he applicant is responsible for presenting witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by the applicant or proven by Department Counsel, and has the ultimate burden of persuasion as to obtaining a favorable clearance decision.” Section 7 of Executive Order 10865 provides: “[a]ny determination under this order adverse to an applicant shall be a determination in terms of the national interest and shall in no sense be a determination as to the loyalty of the applicant concerned.”

A person applying for access to classified information seeks to enter into a fiduciary relationship with the Government predicated upon trust and confidence. This relationship transcends normal duty hours and endures throughout off-duty hours. The Government reposes a high degree of trust and confidence in individuals to whom it grants access to classified information. Decisions include, by necessity, consideration of the possible risk the applicant may deliberately or inadvertently fail to protect or safeguard classified information. Such decisions entail a certain degree of legally permissible extrapolation as to potential, rather than actual, risk of compromise of classified information.

ANALYSIS

Guideline C, Foreign Preference

The security concern relating to the guideline for Foreign Preference is set out in AG ¶ 9:

When an individual acts in such a way as to indicate a preference for a foreign country over the United States, then he or she may be prone to provide information or make decisions that are harmful to the interests of the United States.

The guideline notes several conditions that could raise security concerns under AG ¶ 10. The following is potentially applicable in this case:

(a) exercise of any right, privilege or obligation of foreign citizenship after becoming a U.S. citizen or through the foreign citizenship of a family member. This includes but is not limited to:

(1) possession of a current foreign passport.

Applicant possesses a valid Nigerian passport. The evidence is sufficient to raise the above disqualifying condition.

Conditions that could mitigate foreign preference security concerns are described under AG ¶ 11. Three are potentially applicable:

(a) dual citizenship is based solely on parents’ citizenship or birth in a foreign country;

(b) the individual has expressed a willingness to renounce dual citizenship; and

(e) the passport has been destroyed, surrendered to the cognizant security authority, or otherwise invalidated.

Applicant’s dual citizenship is not based solely on his parent’s citizenship or birth in Nigeria. Applicant chose to retain his Nigerian citizenship after becoming a U.S. citizen. He actively exercised his Nigerian citizenship by renewing and acquiring a Nigerian passport. AG ¶ 11(a) does not provide mitigation.

Applicant has not expressed a willingness to renounce his dual citizenship with Nigeria. He failed to establish mitigation under AG ¶ 11(b). Applicant has not provided any evidence that the passport has been destroyed, surrendered to the cognizant security authority, or otherwise invalidated. He failed to establish mitigation under AG ¶ 11(e).

WHOLE PERSON CONCEPT

Under the whole-person concept, the administrative judge must evaluate an applicant’s eligibility for a security clearance by considering the totality of the applicant’s conduct and all relevant circumstances. The administrative judge should consider the nine adjudicative process factors listed at AG ¶ 2(a):

(1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual’s age and maturity at the time of the conduct; (5) the extent to which participation is voluntary; (6) the presence or absence of rehabilitation and other permanent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence.

Under AG ¶ 2(c), the ultimate determination of whether to grant eligibility for a security clearance must be an overall commonsense judgment based upon careful consideration of the guidelines and the whole-person concept.

I considered the potentially disqualifying and mitigating conditions in light of all pertinent facts and circumstances surrounding this case. Applicant continues to possess a valid Nigerian passport. Overall, the record evidence leaves me with substantial doubt as to Applicant’s present eligibility and suitability for a security clearance. He did not meet his burden to mitigate the security concerns arising from his foreign preference.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by ¶ E3.1.25 of Enclosure 3 of the Directive, are:

Paragraph 1, Guideline C: AGAINST APPLICANT

Subparagraph 1.a Against Applicant

CONCLUSION

In light of all of the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant Applicant eligibility for a security clearance. Eligibility for access to classified information is denied.

Jennifer I. Goldstein Administrative Judge

FOOTNOTES

1 Item 2. Applicant’s Reply to the SOR in Item 1.) 3Item 1. 4Item 3 is inadmissible and will not be considered or cited as evidence in this decision. It comprises an unsworn summary of an interview with Applicant by investigators from the Office of Personnel Management (OPM) that was conducted March 24, 2014. Per Directive ¶ E3.1.20, these summaries are inadmissible without having been adopted by Applicant, or presentation of evidence from an authenticating witness. 5Item 2. 6Item 2.