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ISCR Case 02-21319.h1 — CASE

ISCR Case 02-21319.h1granted

Case Headnote

ISCR Case No. 02-21319.h1

grantedJun 10, 2003· Hon. Roger E. Willmeth· hearing

Summary

A 27-year-old naturalized American applicant was granted a security clearance after addressing concerns under Guideline C (Foreign Preference). The Statement of Reasons alleged the applicant exercised dual citizenship with Jamaica by possessing and using a Jamaican passport for foreign travel after becoming a U.S. citizen. It was also noted that a minor Jamaican bank account, opened by her father at her birth, was still active.

To mitigate these concerns, the applicant promptly took several actions. She submitted an application to the Jamaican Government to renounce her Jamaican citizenship and surrendered her Jamaican passport to the Jamaican Ambassador. Additionally, she closed the Jamaican bank account, which held a minimal balance.

The clearance was granted based on the applicant's credible actions and demonstrated willingness to renounce her foreign ties. The decision applied mitigating conditions MC 1 and MC 4, effectively resolving the disqualifying conditions DC 1, DC 2, and DC 6 that had been raised.

Why the Applicant Prevailed

Applicant submitted an application to renounce her Jamaican citizenship.
Applicant surrendered her Jamaican passport to the Jamaican Ambassador.
Applicant closed her Jamaican bank account, which had a minimal balance.

Conditions Referenced

Disqualifying

DC 1raisedExercise of Dual Citizenship
DC 2raisedPossession And/or Use of a Foreign Passport
DC 6rejectedUsing Foreign Citizenship to Protect Financial or Business InterestsThe bank account was opened by her father and had a minimal balance.

Mitigating

MC 1rejectedDual Citizenship Is Based Solely on Parents' Citizenship or Birth in a Foreign CountryApplicant exercised her Jamaican citizenship after becoming a U.S. citizen.
MC 4appliedIndividual Has Expressed a Willingness to Renounce Dual CitizenshipApplicant submitted an application to renounce her Jamaican citizenship.

Key Rule Quoted

“Eligibility for access to classified information is predicated upon an individual meeting adjudicative guidelines discussed in Enclosure 2 of the Directive.”
— Enclosure 2 of the Directive

Procedural Posture

SOR issuedOct 31, 2002
Answer filedNov 13, 2002
Hearing heldMar 10, 2003
Decision dateJun 10, 2003

Cite For

Mitigation of Foreign Preference Concerns Under Guideline C
Prompt Action to Renounce Foreign Citizenship as a Mitigating Factor
Surrender of Foreign Passport as Evidence of Commitment to U.S. Interests

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline C (Foreign Preference) · descriptive summary of a decided case

Posture: Decision on RecordDecided: granted

The Administrative Judge found in favor of the Applicant regarding foreign preference concerns. The Applicant took significant steps to mitigate these concerns by applying to renounce her Jamaican citizenship, surrendering her Jamaican passport, and closing her Jamaican bank account. The Judge concluded that the Applicant's actions demonstrated a commitment to the interests of the United States, leading to the granting of her security clearance.

¶	Allegation	Finding	Type	Response	Disqualifying (¶10)	Mitigating applied (¶11)	Mitigation
1.a	Applicant exercised dual citizenship with Jamaica through her possession and use a Jamaican passport for foreign travel after she became a naturalized citizen of the United States.	For Applicant	Foreign Citizenship Acquisition or Application	Admitted	(a) applying for and/or acquiring citizenship in any other country (b) failure to report, or fully disclose when required, possession of a passport or identity card issued by any country other than the U.S.	(d) the exercise of the rights/privileges/obligations of foreign citizenship occurred before the individual became a U.S. citizen	Claimed Other
1.b	Applicant has not only expressed a willingness to renounce her Jamaican citizenship but has actually submitted the necessary application to the Jamaican Government.	For Applicant	Failure to Renounce or Surrender Foreign Status	Admitted	(a) applying for and/or acquiring citizenship in any other country (b) failure to report, or fully disclose when required, possession of a passport or identity card issued by any country other than the U.S.	(d) the exercise of the rights/privileges/obligations of foreign citizenship occurred before the individual became a U.S. citizen	Claimed Other
1 c	The bank account upon which the Government bases its allegation was opened for Applicant by her father at the time of her birth.	For Applicant	Unspecified Foreign Preference	Admitted	(f) an act of expatriation from the U.S. such as a declaration of intent to renounce U.S. citizenship, whether through words or actions	—	Claimed Other

Descriptive standardized rendering of a decided public case (Guideline C). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: June 10, 2003

In Re: -------------------- SSN: ----------- Applicant for Security Clearance

ISCR Case No. 02-21319 DECISION OF ADMINISTRATIVE JUDGE ROGER E. WILLMETH

SYNOPSIS Twenty-seven-year-old naturalized American Applicant has acted promptly to mitigate foreign preference concerns on the part of the Government. She has submitted an application to renounce her Jamaican citizenship and surrendered her Jamaican passport. Applicant has also closed her Jamaican bank account, which was opened for her by her father and which never contained a significant balance. Clearance is granted.

STATEMENT OF CASE

On October 31, 2002, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865, Safeguarding Classified Information Within Industry, dated February 20, 1960, as amended, and Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (Directive), dated January 2, 1992, as amended and modified, issued a Statement Reasons (SOR) to Applicant. The SOR states that DOHA was unable to find that it is clearly consistent with the national interest to grant her access to any classified information and recommends that his case be submitted to an Administrative Judge. On November 13, 2002, the Applicant executed a response to the SOR and requested a hearing. This case was assigned to the undersigned Administrative Judge on January 17, 2003. A notice of hearing was issued on February 20, 2003, and the hearing was held on March 10, 2003. During the hearing, four Government (Govt) exhibits, three Applicant exhibits, and the testimony of the Applicant were received. The transcript (Tr.) was received on March 13, 2003. PROCEDURAL ISSUE Prior to the conclusion of the hearing in this case, I requested that Applicant provide Department Counsel with any notice she might receive concerning her application to renounce her Jamaican citizenship and the surrender of her Jamaican passport. On March 26, 2003, Applicant provided Department Counsel with evidence of the surrender of her Jamaican passport to the Jamaican Ambassador to the United States. Department Counsel forwarded that evidence to me on April 2, 2003. Since that evidence is relevant and material to my decision in this case and Department Counsel has not objected to it, I have marked that evidence as Applicant Exhibit D and have considered it in rendering this decision.

FINDINGS OF FACT

Having thoroughly considered the evidence in the record, including Applicant's admissions to all of the allegations in the SOR, I make the following findings of fact: Applicant is a 27-year-old programmer employed by a defense contractor and is seeking a security clearance. Applicant was born in Jamaica. At the age of 12, she immigrated to the United States in 1988 to join her mother, who had previously immigrated. (1) Her father joined the family a year later. (2) Applicant attended high school and college in the United States, obtaining a degree in computer science. (3)

Applicant's father obtained a Jamaican passport for her when she was three years old and renewed it for her in 1993. (4) Applicant became a naturalized citizen of the United States in 1997, as did the other members of her immediate family. (5) Applicant obtained a U.S. passport in 1999 and has used it to travel outside the U.S. ever since. (6) Applicant does not own property in Jamaica but her parents still own the home they resided in before they came to the United States. (7) She used her Jamaican passport to travel there for one week vacations in August 1998 and October 1998. (8)

At the time of her birth, Applicant's father opened a Jamaican bank account for her, as he did for her sister. (9) He withdrew the balance of $2,239.25 in Jamaican dollars ($110.00 in U.S. dollars) and closed the account for her in December 2002. (10) Applicant traveled to Jamaica in December 2002 in an effort to surrender her passport, which is due to expire in December 2003. Since she did not have the money necessary to submit an application to renounce her Jamaican citizenship, Applicant returned to the U.S. (11) After she obtained the necessary funds, Applicant returned to Jamaica in February 2003 and submitted her application to renounce her Jamaican citizenship. (12) Her cost for submitting the application, including necessary signatures, was approximately $650.00 in U.S. currency. (13) The Jamaican Government informed Applicant that they would notify her by mail of when to submit her passport. (14)

On March 26, 2003, Applicant surrendered her Jamaican passport to the Jamaican Ambassador to the United States. (15)

POLICIES

Eligibility for access to classified information is predicated upon an individual meeting adjudicative guidelines discussed in Enclosure 2 of the Directive. An evaluation of whether an applicant meets these guidelines includes the consideration of a number of variables known as the "whole person concept." Available, reliable information about the person, past and present, favorable and unfavorable, should be considered in reaching a decision. This assessment should include the following factors: (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the individual's age and maturity at the time of the conduct; (5) the voluntariness of participation; (6) the presence or absence of rehabilitation and other pertinent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation or recurrence. Enclosure 2 provides conditions for each guideline that could raise a concern and may be disqualifying , as well as further conditions that could mitigate a concern and support granting a clearance. The following guidelines are applicable to this case. Guideline C: Foreign Preference The concern is that when an individual acts in such a way as to indicate a preference for a foreign country over the United States, then he or she may be prone to provide information or make decisions that are harmful to the interests of the United States. Conditions that could raise a security concern and may be disqualifying include: The exercise of dual citizenship (Disqualifying Condition 1); Possession and/or use of a foreign passport (Disqualifying Condition 2). Pursuant to an August 16, 2000 memorandum by the Assistant Secretary of Defense for Command, Control, Communications, and Intelligence entitled "Guidance to DoD Central Adjudication Facilities (CAF) Clarifying the Application of the Foreign Preference Adjudicative Guideline" (ASDC3I Memo), "application of the guideline requires that any clearance be denied or revoked unless the applicant surrenders the foreign passport or obtains official approval for its use from the appropriate agency of the United States Government;" Using foreign citizenship to protect financial or business interests in another country (Disqualifying Condition 6). Conditions that could mitigate security concerns include: Dual citizenship is based solely on parents' citizenship or birth in a foreign country (Mitigating Condition 1); Individual has expressed a willingness to renounce dual citizenship (Mitigating Condition 4).

CONCLUSION

Guideline C. - Foreign Preference The Government's evidence concerning Applicant's conduct establishes Disqualifying Condition 1 and Disqualifying Condition 2. Applicant exercised dual citizenship with Jamaica through her possession and use a Jamaican passport for foreign travel after she became a naturalized citizen of the United States. Applicant was forthright in her security clearance application, providing the information upon which the Government relies. At the hearing, she was an articulate witness, who appeared very creditable. Mitigating Condition 1 is not applicable in this case. Applicant's Jamaican citizenship did result from her birth in that country and she, personally, never applied for a Jamaican passport. However, she did exercise her Jamaican citizenship, after becoming an adult and a U.S. citizen, by using the Jamaican passport that her father had obtained and renewed for her. However, Applicant's limited use of her Jamaican passport, subsequent to becoming a U.S. citizen, is mitigated in light of all the evidence of record. At the time of these trips, which were vacations at her parents' home, Applicant was only 22-years-old. She used the only passport in her possession, which her father had obtained for her. Applicant has used her U.S. passport for all of her foreign travel since she obtained it in 1999. She obtained her U.S. passport nearly a year before she submitted her security clearance application. In that application, Applicant provided complete and accurate information on her dual citizenship, possession of a foreign passport, and foreign travel. Although Mitigating Condition 1 is not applicable in this case, the evidence does support the application of Mitigating Condition 4. Applicant has not only expressed a willingness to renounce her Jamaican citizenship but has actually submitted the necessary application to the Jamaican Government. In this regard, it is also noteworthy that it cost Applicant approximately $650.00 to submit the application, plus her travel costs to Jamaica, on two occasions, in an effort to surrender her passport. Even though the Jamaican Government instructed Applicant to retain her Jamaican passport pending the processing of the application, she has complied with the requirement of the ASDC3I Memo, by subsequently surrendering it to the Jamaican Embassy. The Government has also attempted to demonstrate a foreign preference on the part of Applicant based on her Jamaican bank account. However, the evidence does not establish Disqualifying Condition 6. The bank account upon which the Government bases its allegation was opened for Applicant by her father at the time of her birth. At it's zenith, the amount in Applicant's account was a mere $110.00 in American funds. Moreover, the account is no longer in issue, having been closed at Applicant's request. To the extent the Government has raised foreign preference concerns regarding Applicant, she has acted promptly to resolve them and clearly demonstrate that she is a suitable candidate for a security clearance.

FORMAL FINDINGS

Formal findings, as required by section E3.1.25 of Enclosure 3 of the Directive, are as follows: Paragraph 1. Guideline C: FOR APPLICANT Subparagraph 1.a: For Applicant Subparagraph 1.b: For Applicant Subparagraph 1 c: For Applicant

DECISION

In light of all the evidence in this case, it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. Signed Roger E. Willmeth Administrative Judge 1. Govt. Ex. 2 at 1. 2. Id. 3. Tr. 29-30. 4. Govt Ex. 3; Govt. Ex. 2 at 1; Tr. 29. 5. Govt. Ex. 2 at 1; Tr. 29. 6. Ap. Ex. C; Govt. Ex. 2 at 1. 7. Govt. Ex. 2 at 2. 8. Govt. Ex. 2 at 2; Govt. Ex. 3 at 7-8. 9. Govt. Ex. 4; Tr. 24. 10. Ap. Ex. B; Tr. 24. 11. Tr. 14-15. 12. Ap. Ex. A; Tr. 15. 13. Tr. 22-23. 14. Tr. 16. 15. Ap. Ex. D.

FOOTNOTES

02-21319.h1 FOR GOVERNMENT Robert J. Tuider, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...omputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/02-21319.h1.html[6/24/2021 11:02:48 AM] 02-21319.h1