A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 02-28904.h1
DeniedDecided Jan 25, 2005 · Administrative Judge Joseph Testan · Hearing
Case headnote
Summary
The applicant, a 46-year-old defense contractor, faced issues under Guideline G due to a history of alcohol-related incidents, including multiple DUIs. Despite his last incident occurring three years prior, he continued to consume alcohol at the same level and failed to demonstrate reformation, leading to the denial of his security clearance.
Why the applicant was denied
- The applicant has a history of alcohol-related incidents, including three DUIs over 17 years.
- He continues to consume alcohol at the same level as when he was last arrested.
- The applicant did not establish that he has reformed or made positive changes in behavior.
Conditions referenced
Disqualifying
- E2.A7.1.2.1 Alcohol-related incidents away from workraised
Mitigating
- E2.A7.1.3.2 The problem occurred a number of years ago and there is no indication of a recent problemrejected
- E2.A7.1.3.3 Positive changes in behavior supportive of sobrietyrejected
Key rule quoted
“It is not clearly consistent with the national interest to grant or continue a security clearance for applicant.”
Procedural posture
- SOR issued
- 01/15/2004
- Answer filed
- 01/23/2004 Applicant elected to have the case determined on a written record.
- Hearing held
- No hearing; case determined on written record.
- Decision date
- 01/25/2005
Cite for
- Denial Based on Ongoing Alcohol Consumption Despite Past Incidents
- Failure to Demonstrate Reformation After Multiple Duis
- Rejection of Mitigating Conditions Due to Lack of Behavioral Change
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
From the decision
Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.
- Applicant Age
- 46
Allegations under Guideline G
Reading the 3 per allegation rows needs a free account.
3 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Descriptive standardized rendering of a decided public case. The verbatim source decision is below.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Alcohol
DIGEST: Although applicant's last alcohol-related incident occurred three years ago, he still consumes alcohol at the same level he was consuming it when he was last arrested for Driving Under the Influence (DUI). He has not established that he has reformed. Clearance is denied.
CASENO: 02-28904.h1
DATE: 01/25/2005
DATE: January 25, 2005
In Re:
-----------------------
SSN: -----------
Applicant for Security Clearance
ISCR Case No. 02-28904
DECISION OF ADMINISTRATIVE JUDGE
JOSEPH TESTAN
Appearances
SYNOPSIS
Although applicant's last alcohol-related incident occurred three years ago, he still consumes alcohol at the same level he was consuming it when he was last arrested for Driving Under the Influence (DUI). He has not established that he has reformed. Clearance is denied.
Statement of Case
On January 15, 2004, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) to applicant which detailed reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for applicant and recommended referral to an Administrative Judge to determine whether clearance should be denied or revoked.
Applicant responded to the SOR in writing on January 23, 2004, and elected to have his case determined on a written record in lieu of a hearing. Department Counsel submitted the Government's written case (FORM) on or about April 5, 2004. Applicant did not file a response to the FORM. The case was assigned to me on June 3, 2004.
Findings of Fact
Applicant is a 46 year old employee of a defense contractor.
Applicant consumed alcohol, at times to excess and to the point of intoxication, from approximately 1971 to at least August 12, 2002.
In 1975, he was dismissed from a preparatory school after being caught on two separate occasions under the influence of alcohol.
In 1984, he was arrested and charged with DUI. He was found guilty of the charge, sentenced to unsupervised probation, ordered to pay approximately $277.50 in fines and/or costs, and ordered to attend DUI school.
In 1992, he was arrested and charged with DUI. After he was found guilty of DUI, he was ordered to pay approximately $250.00 in fines and/or court costs, ordered to attend an Alcohol and Substance Abuse Program (ASAP), and his drivers license was restricted for one year. Following this incident, applicant decreased his alcohol consumption to an average of three to four beers three times a week, and has continued with this level of alcohol consumption through the present time.
On January 1, 2001, applicant was arrested and charged with DUI. He was found guilty of Reckless Driving, sentenced to 30 days in jail (suspended), ordered to pay fines and costs of $1,500.00, and ordered to attend an ASAP. In addition, his drivers license was restricted for one year. After he completed the ASAP, which consisted of weekly sessions with a Licensed Professional Counselor from May 17 through October 4, 2001, he was placed on unsupervised probation and ordered to attend 20 Alcoholics Anonymous (AA) meetings. Applicant attended the AA meetings as ordered.
In a signed, sworn statement that he gave to the Defense Security Service (DSS) in August 2002, applicant stated that he feels he is a responsible drinker and sees no need to discontinue or further reduce his alcohol consumption. He further stated: "I normally do not drink to the point of intoxication and try to stay below any point of loss of control due to intoxicants." He further stated that since his last arrest, he has taken precautions to prevent any additional incidents. These precautions include going to bars within walking distance, discontinuing his alcohol consumption an hour before he drives, and using a Breathalyzer he purchased to test himself before he drives.
Conclusion
The evidence establishes that applicant (1) consumed alcohol, at times to excess and to the point of intoxication, from approximately 1971 through at least August 12, 2002, and (2) has been arrested, charged and/or convicted of alcohol- related offenses on three occasions over a period of approximately 17 years. This conduct reflects adversely on his judgment and reliability. It also requires application of Disqualifying Condition E2.A7.1.2.1 (alcohol-related incidents away from work, such as driving under the influence, fighting, child or spouse abuse, or other criminal incidents related to alcohol use).
Although applicant's last alcohol-related incident occurred approximately three years ago, he failed to established he has reformed. Despite the trouble alcohol has caused him over the years, and the poor judgment he has exercised when under the influence of it, he still consumes it at the same level he was consuming it when he was last arrested in 2001. He states that he does not consider himself to be alcohol dependent, and continues to believe he is a responsible drinker who has no need to further reduce his alcohol consumption. These and other statements (e.g., "I normally do not drink to the point of intoxication) lead me to conclude that, although he has taken credible and responsible steps to avoid further alcohol-related driving incidents, he will, more likely than not, consume alcohol to excess in the future. For this reason, applicant does not qualify for Mitigating Condition E2.A7.1.3.2 (the problem occurred a number of years ago and there is no indication of a recent problem) or Mitigating Condition E2.A7.1.3.3 (positive changes in behavior supportive of sobriety).
Formal Findings
PARAGRAPH 1: AGAINST THE APPLICANT
Decision
In light of all the circumstances presented by the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for applicant.
Joseph Testan
Administrative Judge
Footnotes
FOR GOVERNMENT Nygina T. Mills, Department Counsel FOR APPLICANT file:///usr.osd.mil/...omputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/02-28904.h1.htm[6/24/2021 11:13:49 AM] Pro Se