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ISCR Case 03-04147.h1 — CASE

ISCR Case 03-04147.h1denied

Case Headnote

ISCR Case No. 03-04147.h1

deniedJul 28, 2005· Hon. Thomas M. Crean· hearing

Summary

A 37-year-old former active duty service member and current defense contractor communications systems installer was denied a security clearance under Guideline J (Criminal Conduct). The denial stemmed from a history of minor criminal offenses, predominantly alcohol-related.

Disqualifying conditions included multiple criminal offenses, specifically domestic violence and driving under the influence. The applicant also admitted to ongoing alcohol consumption, which was a contributing factor in most of his past criminal conduct.

While mitigating conditions were considered, the judge ultimately found insufficient evidence of successful rehabilitation or a sustained change in behavior. Consequently, the applicant's claims of modified behavior were not enough to overcome the security concerns, leading to the denial of the clearance.

Why the Applicant Was Denied

The applicant has a history of multiple criminal offenses, including domestic violence and driving under the influence.
The applicant admitted to still consuming alcohol, which was a factor in most of his criminal conduct.
The applicant failed to demonstrate successful rehabilitation or a change in behavior to mitigate security concerns.

Conditions Referenced

Disqualifying

E2.A10.1.2.1raisedAllegations or Admissions of Criminal Conduct, Regardless of Whether the Person Was Formally Charged
E2.A10.1.2.2raisedA Single Serious Crime or Multiple Lesser Offenses

Mitigating

E2.A10.1.3.1rejectedThe Criminal Behavior Was Not RecentThe applicant had five criminal offenses in seven years, with the latest being in 2002.
E2.A10.1.3.2rejectedThe Crime Was an Isolated IncidentThe applicant's pattern of criminal conduct involved multiple incidents.
E2.A10.1.3.6rejectedThere Is Clear Evidence of Successful RehabilitationThe applicant did not present evidence of successful rehabilitation.

Key Rule Quoted

“"Any doubt as to whether access to classified information is clearly consistent with national security will be resolved in favor of the national security."”
— Egan, 484 U.S. at 531; see Directive ¶ E2.2.2.

Procedural Posture

SOR issuedAug 31, 2004
Answer filedSep 14, 2004
Hearing heldJun 21, 2005
Decision dateJul 28, 2005

Cite For

Evaluation of Criminal Conduct Under Guideline J
Insufficient Evidence of Rehabilitation as a Basis for Clearance Denial
Impact of Alcohol-related Offenses on Security Clearance Eligibility

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on most allegations under Guideline J, indicating a pattern of criminal conduct that raised security concerns. The applicant's history included multiple offenses related to alcohol, and the judge concluded that the applicant had not mitigated these concerns, resulting in a denial of the security clearance.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
1.a–1.f	6 sub-charges — specific text not stated in this decision (5 against, 1 for the applicant).	Mixed		—		—	—	—

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: July 28, 2005

In Re:

----------------------

SSN: -----------

Applicant for Security Clearance

ISCR Case No. 03-04147

DECISION OF ADMINISTRATIVE JUDGE

THOMAS M. CREAN

SYNOPSIS

Applicant is a former active duty service member who has worked for a defense contractor as a communications systems installer for nine years. Applicant was either charged with or found guilty of minor criminal offenses on five occasions by military or civilian law enforcement. Most of the incidents involved alcohol. Applicant admitted to still consuming alcohol on occasion. Applicant has not mitigated security concerns based on his criminal conduct. Clearance is denied.

STATEMENT OF CASE

On August 31, 2004, the Defense Office of Hearings and Appeals (DOHA) issued a Statement of Reasons (SOR) detailing the basis for its decision to deny a security clearance for Applicant. The action was taken under Executive Order 10865, Safeguarding Classified Information within Industry (February 20, 1990), as amended and modified, and Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (January 2, 1992), as amended and modified (Directive). Applicant acknowledged receipt of the SOR on September 9, 2004. The SOR alleges security concerns under Guideline J (Criminal Conduct) of the Directive.

Applicant answered the SOR in writing on September 14, 2004. He admitted four of the allegations under Guideline J with explanation, and denied two of the allegations with explanation. He requested a hearing before an administrative judge and the request was received by DOHA on September 16, 2004. Department Counsel was prepared to proceed with the case on May 16, 2005, and the case was assigned to me on May 23, 2005. A notice of hearing was issued on May 25, 2005, and the hearing convened on June 21, 2005. Seven government exhibits and the testimony of the Applicant were received during the hearing. The transcript was received on July 14, 2005.

FINDINGS OF FACT

Applicant is 37 years old and has been a communications installation specialist for nine years for a defense contractor. He is not now married but was previously married and has three children he supports. He served on active military duty for seven years and received a security clearance which he still holds. (1)

While on active military duty in Germany in 1991, Applicant used a credit calling card given to him by another military service member to make calls to his family in the United States. Applicant thought the card belonged to the service member who gave it to him, but it was in fact stolen. Applicant believed he could use the card and would reimburse the service member for the cost of his calls. The incident was investigated and determined there was sufficient probable cause to believe Applicant received services under false pretenses. However, his command took no action against Applicant. (2)

While in the barracks at a new duty station at Christmas time in 1995, Applicant was involved in an altercation with another service member. The service members had been drinking alcohol before the altercation took place. An officer tried to break up the fight, and Applicant accidently hit the officer. Military police arrived and Applicant resisted them. Applicant received non-judicial punishment for the offenses of assault and battery, drunk and disorderly conduct, resisting apprehension, and disrespect to an officer. He was reduced in grade and forfeited pay for two months. (3)

Applicant admitted he was arrested and fined for urinating in public in 1996. (4) In 1997, Applicant was involved in a physical altercation with his sister and niece. His sister and niece were arguing and Applicant got between them. He broke a bottle and his sister was cut and received three stitches. Applicant was charged with domestic assault and received a suspended jail sentence, fined, and to attend a domestic violence program which he completed. (5)

Applicant was involved in an altercation with his girlfriend in 2001 over the purchase of tires. The police were called and Applicant was charged with assault and battery. Applicant claims the girlfriend started the altercation and hit him first. Applicant pled guilty to the offense on the advice of his lawyer, and sentenced to a suspended jail term and probation for two years. Since he had already attended a domestic violence course, he did not have to attend another course. (6)

Applicant was charge with and found guilty in 2002 of driving under the influence with a blood alcohol level of .16, and improper lane change. He was sentenced to a suspended jail sentence, a fine, driver's license suspension for one year, and to attend an alcohol safety program. Applicant completed the program. (7)

Applicant has not had encounters with law enforcement since 2002. He drinks on week-ends but does not consider himself a heavy drinker. (8)

POLICIES

The President has "the authority to . . . control access to information bearing on national security and to determine whether an individual is sufficiently trustworthy to occupy a position . . . that will give that person access to such information." (9) Eligibility for a security clearance is predicated upon the applicant meeting the security guidelines contained in the Directive. (10)

The Directive sets out the adjudicative guidelines for making decisions on security clearances. Enclosure 2 of the Directive sets forth adjudicative guidelines for determining eligibility for access to classified information, and it lists the disqualifying conditions and mitigating conditions for each guideline. Each clearance decision must be fair, impartial, and a commonsense decision based on the relevant and material facts and circumstances, the whole person concept, and the factors listed in the Directive ¶ 6.3.1 through ¶ 6.3.6.

The adjudicative process is an examination of a sufficient period of a person's life to make an affirmative determination that the person is eligible for a security clearance. An administrative judge must apply the "whole person concept," and consider and carefully weigh the available, reliable information about the person. (11) An administrative judge should consider: (1) the nature, extent, and seriousness of the conduct; (2) the circumstances surrounding the conduct, to include knowledgeable participation; (3) the frequency and recency of the conduct; (4) the applicant's age and maturity at the time of the conduct; (5) the voluntariness of participation; (6) the presence or absence of rehabilitation and other pertinent behavioral changes; (7) the motivation for the conduct; (8) the potential for pressure, coercion, exploitation, or duress; and (9) the likelihood of continuation of recurrence. (12)

A person granted access to classified information enters into a special relationship with the government. The government must be able to repose a high degree of trust and confidence in those individuals to whom it grants access to classified information. The decision to deny an individual a security clearance is not necessarily a determination as to the loyalty of the applicant. (13) It is merely an indication that the applicant has not met the strict guidelines the President and the Secretary of Defense have established for issuing a clearance.

Initially, the Government must present evidence to establish controverted facts in the SOR that disqualify or may disqualify the Applicant from being eligible for access to classified information. (14) Thereafter, Applicant is responsible for presenting evidence to rebut, explain, extenuate, or mitigate facts. (15) An applicant "has the ultimate burden of demonstrating that it is clearly consistent with the national interest to grant or continue his security clearance." (16) " [T]he Directive presumes there is a nexus or rational connection between proven conduct under any of the Criteria listed therein and an applicant's security suitability." (17) "Any doubt as to whether access to classified information is clearly consistent with national security will be resolved in favor of the national security." (18)

Based upon a consideration of the evidence, I find the following adjudicative guideline most pertinent to the evaluation of the facts in this case:

Guideline J - Criminal Conduct: There is a security concern because a history or pattern of criminal conduct creates doubt about a person's judgment, reliability, and trustworthiness.

Conditions that could raise a security concern and may be disqualifying, as well as those which would mitigate security concerns, pertaining to the adjudicative guideline are set forth and discussed in the conclusions section below.

CONCLUSION

I carefully considered all of the facts in evidence and the legal standards discussed above. I reach the following conclusions regarding the allegations in the SOR.

The government has established its case under Guideline J. Applicant's non-judicial punishment while on active military duty, his arrest and conviction for urinating in public, his arrests and convictions for domestic violence and assault, and his arrest and conviction for driving while under the influence brings the matter under Criminal Conduct Disqualifying Conditions E2.A10.1.2.1 (allegations or admissions of criminal conduct, regardless of whether the person was formally charged); and E2.A10.1.2.2 (a single serious crime or multiple lesser offenses). While the military report of criminal investigation concluded there was probable cause to believe Applicant received services under false pretenses by using the credit calling card, which may amount to an allegation of criminal conduct, I conclude the lack of action taken on this offense and Applicant's explanation that he did not know the card was stolen is sufficient to find this was not criminal conduct and there is no basis to the allegation. However, Applicant admitted or was found guilty of all other offenses. There are no serious crimes but there are multiple lesser offenses. I conclude the above disqualifying conditions have been established except for allegation 1.a.

The Criminal Conduct Mitigating Conditions that may pertain to Applicant are E2.A10.1.3.1 (the criminal behavior was not recent); E2.A10.1.3.2 (the crime was an isolated incident); and E2.A10.1.3.6 (there is clear evidence of successful rehabilitation). There are five criminal offenses by Applicant in seven years, the latest being 2002. This pattern or history of criminal conduct is recent, and five incidents in seven years is not isolated. Additionally, Applicant has not presented any evidence of successful rehabilitation. Alcohol was involved in most of the criminal conduct. Applicant still drinks even though he claims he has modified his drinking. While he has not had an encounter with law enforcement in the last three years, he has not shown that he has modified his conduct so he will not be involved in criminal conduct in the future. As a predictive exercise, his past criminal conduct indicates he will continue to lack judgment and reliability. Applicant has not met his burden to mitigate the security concerns for criminal conduct. I carefully considered all of the circumstances in light of the "whole person" concept. I conclude Applicant is not eligible for access to classified information.

FORMAL FINDINGS

Formal findings for or against Applicant on the allegations set forth in the SOR, as required by Section E3.1.25 of Enclosure 3 of the Directive, are:

Paragraph 1, Guideline J: AGAINST APPLICANT

Subparagraph 1.a.: For Applicant

Subparagraph 1.b.: Against Applicant

Subparagraph 1.c.: Against Applicant

Subparagraph 1.d.: Against Applicant

Subparagraph 1.e.: Against Applicant

Subparagraph 1.f.: Against Applicant

DECISION

In light of all of the circumstances in the record in this case, it is not clearly consistent with the national interest to grant or continue a security clearance for applicant. Clearance is denied.

Thomas M. Crean

Administrative Judge

1. Tr. 23; Government exhibit 1 (Security clearance application, dated Mar. 10, 2000).

2. Tr. 12; Tr. 24-27; Government exhibit 2 (Criminal investigation report, dated, Oct. 17, 1993).

3. Tr. 13-14; Tr. 27-29; Government exhibit 3 (Commander's report of disciplinary action, dated, May 1, 1996); Government exhibit 4 (Applicant's statement, dated Apr. 12, 2001) at 1-3.

4. Tr. 29.

5. Tr. 16-17; Tr. 31.

6. Tr. 15-16; Tr. 29; Government exhibit 5 (Applicant's statement, dated May 2, 2003); Government exhibit 6 (Court order, dated Aug. 6, 2001).

7. TR. 31; Government exhibit 7 (Applicant's statement, dated, Dec. 17, 2002).

8. Tr. 31.

9. Department of the Navy v. Egan, 484 U.S. 518 (1988).

10. Directive ¶ E2.2.1.

11. Id.

12. Directive ¶¶ E2.2.1.1 through E2.2.1.9. 13. See Exec. Or. 10865 § 7.

14. Directive ¶ E3.1.14.

15. ISCR Case No. 01-20700 at 3 (App. Bd. Dec. 19, 2002); see Directive ¶ E3.1.15.

16. ISCR Case No. 01-20700 at 3 (App. Bd. Dec. 19, 2002).

17. ISCR Case No. 95-0611 at 2 (App. Bd. May 2, 1996) (quoting DISCR Case No. 92-1106 (App. Bd. Oct. 7, 1993))

18. Egan, 484 U.S. at 531; see Directive ¶ E2.2.2.

FOOTNOTES

03-04147.h1 FOR GOVERNMENT Richard A. Stevens, Esq., Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...Computer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/03-04147.h1.html[6/24/2021 3:10:56 PM] 03-04147.h1