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ISCR Case 03-22912.h1 — CASE

ISCR Case 03-22912.h1granted

Case Headnote

ISCR Case No. 03-22912.h1

grantedJun 2, 2005· Hon. James A. Young· hearing

Summary

A 40-year-old principal engineer was granted a security clearance despite a history of excessive alcohol consumption and multiple DUI convictions. The case involved concerns under Guideline G (Alcohol Consumption) and Guideline J (Criminal Conduct). The applicant's Statement of Reasons detailed alcohol consumption to the point of intoxication from 1982 until at least June 2003, along with DUI convictions in 1987, 1995, May 1996, and August 2001 for an incident in June 2001. These convictions also raised criminal conduct concerns.

Disqualifying conditions related to alcohol consumption and criminal conduct were initially identified. However, the decision to grant the clearance was based on several mitigating factors. The applicant has maintained abstinence from alcohol since June 2003, demonstrating a sustained commitment to sobriety.

Furthermore, he acknowledged his past issues and actively addressed them, recognizing his inability to control his drinking. The criminal conduct was not recent, with the last DUI occurring almost four years prior to the decision, and the applicant provided clear evidence of rehabilitation.

Why the Applicant Prevailed

The applicant has been abstinent from alcohol since June 2003, demonstrating a commitment to sobriety.
He acknowledged his past issues with alcohol and took proactive steps to address them, including recognizing his inability to control his drinking.
The applicant's criminal conduct was not recent, with the last DUI occurring almost four years prior, and he showed clear evidence of rehabilitation.

Conditions Referenced

Disqualifying

E2.A7.1.2.1raisedAlcohol-related Incidents Away From Work
E2.A7.1.2.5raisedBinge Drinking and Impaired Judgment
E2.A10.1.2.2raisedSerious Nature of Multiple DUI Offenses

Mitigating

E2.A7.1.3.3appliedPositive Changes in Behavior Supportive of Sobriety
E2.A10.1.3.1appliedCriminal Behavior Not Recent
E2.A10.1.3.6appliedEvidence of Successful Rehabilitation

Key Rule Quoted

“"[N]o one has a 'right' to a security clearance."”
— Department of the Navy v. Egan, 484 U.S. 518, 528 (1988)

Procedural Posture

SOR issuedJul 27, 2004
Answer filedAug 9, 2004
Hearing heldMar 29, 2005
Decision dateJun 2, 2005

Cite For

Mitigation of Alcohol-related Security Concerns Under Guideline G
Successful Rehabilitation From Criminal Conduct Under Guideline J
The Importance of Abstinence in Mitigating Security Risks

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline G (Alcohol Consumption) · descriptive summary of a decided case

Posture: Decision on RecordDecided: grantedTREATMENT COMPLETED · FAVORABLE

The applicant had a history of excessive alcohol consumption and multiple DUI convictions from 1982 until June 2003. However, he has been abstinent since June 2003 and successfully mitigated the security concerns related to his alcohol use. The judge ruled in favor of the applicant on all allegations under Guideline G, granting the security clearance.

¶	Allegation	Finding	Incident	Response	Disqualifying (¶22)	Mitigating applied (¶23)	Mitigation
1.a	The applicant consumed alcohol to the point of intoxication from 1982 until at least June 2003.	For Applicant	Binge or Intoxication Pattern	Admitted	—	(c) participating in counseling/treatment with satisfactory progress, no prior relapse	—
1.b	The applicant was convicted in August 2001 of a DUI that occurred in June 2001.	For Applicant	DUI or DWI Alcohol	Admitted	—	(c) participating in counseling/treatment with satisfactory progress, no prior relapse	—
1.c	The applicant was convicted of operating a motor vehicle under the influence of alcohol in May 1996.	For Applicant	DUI or DWI Alcohol	Admitted	—	(c) participating in counseling/treatment with satisfactory progress, no prior relapse	—
1.d	specific text not stated in this decision	For Applicant	Unspecified Alcohol Incident	Unknown	—	—	—
1.e	The applicant was convicted in 1995 of DUI, and was convicted of DUI in 1987.	For Applicant	DUI or DWI Alcohol	Admitted	—	(c) participating in counseling/treatment with satisfactory progress, no prior relapse	—

Descriptive standardized rendering of a decided public case (Guideline G). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline J (Criminal Conduct) · descriptive summary of a decided case

Posture: Decision on RecordDecided: granted

The applicant had a history of alcohol-related criminal conduct, including four DUI convictions. However, he has demonstrated successful rehabilitation by abstaining from alcohol since June 2003. The judge found that the applicant mitigated the security concerns raised by his past criminal conduct, resulting in a decision to grant the security clearance.

¶	Allegation	Finding	Offense	Criminal disposition	Response	Disqualifying (¶31)	Mitigating applied (¶32)	Mitigation
2.a	Applicant's alcohol related convictions, as noted in ¶¶ 1.b-1.e, raised criminal conduct security concerns under Guideline J.	For Applicant	DUI or DWI Criminal	Convicted	Admitted	(b) evidence of criminal conduct, regardless of charge or conviction	(c) no reliable evidence the individual committed the offense (d) evidence of successful rehabilitation (time, restitution, employment, etc.)	Documented Abstinence Period Documented Documented Rehabilitation Evidence

Descriptive standardized rendering of a decided public case (Guideline J). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

SYNOPSIS

KEYWORD: Alcohol; Criminal Conduct

DIGEST: Applicant consumed alcohol to excess and the point of intoxication from 1982 until June 2003. Applicant admits driving while drunk on numerous occasions and was arrested and convicted for DUI four times. He realizes once he starts to drink he cannot stop. He has been abstinent since June 2003. Applicant mitigated the security concerns raised by his alcohol consumption and criminal conduct. Clearance is granted.

CASENO: 03-22912.h1

DATE: 06/02/2005

DATE: June 2, 2005

In re:

---------------------

SSN: -----------

Applicant for Security Clearance

ISCR Case No. 03-22912

DECISION OF ADMINISTRATIVE JUDGE

JAMES A. YOUNG SYNOPSIS

Applicant consumed alcohol to excess and the point of intoxication from 1982 until June 2003. Applicant admits driving while drunk on numerous occasions and was arrested and convicted for DUI four times. He realizes once he starts to drink he cannot stop. He has been abstinent since June 2003. Applicant mitigated the security concerns raised by his alcohol consumption and criminal conduct. Clearance is granted.

STATEMENT OF CASE

The Defense Office of Hearings and Appeals (DOHA) declined to grant or continue a security clearance for Applicant. On 27 July 2004, DOHA issued a Statement of Reasons (1) (SOR) detailing the basis for its decision-security concerns raised under Guideline G (Alcohol Consumption) and Guideline J (Criminal Conduct) of the Directive. Applicant answered the SOR in writing on 9 August 2004 and elected to have a hearing before an administrative judge. The case was assigned to me on 17 February 2005. On 29 March 2005, I convened a hearing to consider whether it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. DOHA received the hearing transcript (Tr.) on 8 April 2005.

FINDINGS OF FACT

Applicant is a 40-year-old principal engineer for a defense contractor. He is highly rated for his innovative engineering solutions and his strong work ethic.

Applicant began drinking shortly before he entered college. He drank to the point of intoxication at times from 1982 to June 2003. In college he drank to the point of intoxication on many occasions. After he graduated, his alcohol abuse was limited to weekends and vacations.

In March 1987, Applicant was arrested for driving under the influence of alcohol (DUI) in State 1. He was administered a breath test that showed his blood-alcohol content to be 0.14%. He was convicted, placed on probation, and ordered to attend an alcohol education program. Upon completion of phase 1 of the program, the program coordinators recommended to Applicant's probation officer that he be continued into phase 2 of the program, but he was not. Applicant's driver's license was suspended.

In April 1995, Applicant was arrested for DUI in State 2. He pled nolo contendere and was convicted. He was fined, had his license suspended for 45 days, and was ordered to attend a driver-alcohol education program. Applicant completed the 24 hours of alcohol abuse classes.

In April 1996, Applicant was arrested for DUI in State 1. He refused to take the breath test. His license was suspended and he was required to attend eight four-hour alcohol abuse classes and two Alcoholic Anonymous (AA) meetings. Shortly after this DUI, Applicant went to an alcohol abuse program hoping it would help mitigate this DUI with his employer. He did not like attending AA meetings that were a required part of this program, so he stopped going. He did attend the court-ordered alcohol abuse program.

In June 2001, after police observed him driving erratically, Applicant was arrested for DUI in State 3. When he exited his vehicle, he was staggering. His breath-test results were .193% and .176%. Applicant pled guilty and was sentenced to attend 16 hours of alcohol educations classes and 20 hours of alcohol counseling from August to October 2001. He abstained for 11 months after his arrest, but then resumed consuming alcoholic beverages. Tr. 16.

Applicant has driven drunk on other occasions and was pulled over by police officers, but was not arrested. Tr. 15. He claims he was a weekend binge drinker. He came to realize the serious implications of continuing to drink after his interview with a Defense Security Service agent in June 2003 and has not consumed any alcoholic beverages since. Tr. 9-10, 15. He promises to enter in-patient rehabilitation if he ever has another drink. Tr. 18. One of Applicant's close friends testified that he had observed a marked difference in Applicant. He has not seen Applicant use alcohol in over two years. Applicant noted that his family and friends are supportive of his decision to stop drinking.

POLICIES

"[N]o one has a 'right' to a security clearance." Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). As Commander in Chief, the President has "the authority to . . . control access to information bearing on national security and to determine whether an individual is sufficiently trustworthy to occupy a position . . . that will give that person access to such information." Id. at 527. The President authorized the Secretary of Defense or his designee to grant applicants eligibility for access to classified information "only upon a finding that it is clearly consistent with the national interest to do so." Exec. Or. 10865, Safeguarding Classified Information within Industry § 2 (Feb. 20, 1960). Eligibility for a security clearance is predicated upon the applicant meeting the security guidelines contained in the Directive. An applicant "has the ultimate burden of demonstrating that it is clearly consistent with the national interest to grant or continue his security clearance." ISCR Case No. 01-20700 at 3.

Enclosure 2 of the Directive sets forth personnel security guidelines, as well as the disqualifying conditions (DC) and mitigating conditions (MC) under each guideline. In evaluating the security worthiness of an applicant, the administrative judge must also assess the adjudicative process factors listed in ¶ 6.3 of the Directive. The decision to deny an individual a security clearance is not necessarily a determination as to the loyalty of the applicant. See Exec. Or. 10865 § 7. It is merely an indication the applicant has not met the strict guidelines the President and the Secretary of Defense have established for issuing a clearance.

CONCLUSION

Guideline G--Alcohol Consumption

In the SOR, DOHA alleged Applicant consumed alcohol to the point of intoxication from 1982 until at least June 2003 (¶ 1.a), was convicted in August 2001 of a DUI that occurred in June 2001 (¶ 1.b), was convicted of operating a motor vehicle under the influence of alcohol in May 1996 (¶ 1.c),was convicted in 1995 of DUI, and was convicted of DUI in 1987 (¶.1.e). Applicant admitted each of the allegations. Answer. Excessive alcohol consumption often leads to the exercise of questionable judgment, unreliability, failure to control impulses, and increases the risk of unauthorized disclosure of classified information due to carelessness. Directive ¶ E2.A7.1.1.

The Government's evidence and Applicant's admissions constitute evidence of potentially disqualifying conditions under Guideline G. Applicant had alcohol-related incidents away from work -his four arrests for driving under the influence of alcohol. DC E2.A7.1.2.1. He admits he was a binge drinker and consumed alcohol to the point of impaired judgment on numerous occasions. DC E2.A7.1.2.5. Although Applicant believes he may have been diagnosed as an alcohol abuser, there is no evidence of record that he has been. Nevertheless, Applicant recognizes he is an alcohol abuser and that he cannot control his consumption if he takes that first drink. His relapse in 2002, after being abstinent for eleven months, demonstrated to Applicant that he cannot be a social drinker and must abstain from all alcohol consumption to remain sober. He has been abstinent for approximately two years and understands that another alcohol- related incident will lead to the loss of his security clearance and possibly his employment. His abstinence demonstrates Applicant has made positive changes in his behavior supportive of sobriety. MC E2.A7.1.3.3. After considering all of the circumstances, including his determination not to consume any alcohol in the future and the support of his family and friends, I find for Applicant on ¶ 1.

Guideline J--Criminal Conduct

In the SOR, DOHA alleged Applicant's alcohol related convictions, as noted in ¶¶ 1.b-1.e, raised criminal conduct security concerns under Guideline J. ¶ 2.a. Applicant admits the allegation. Answer. A history or pattern of criminal activity creates doubt about an applicant's judgment, reliability, and trustworthiness. Directive ¶ E2.A10.1.1.

The Government's evidence and Applicant's admissions constitute substantial evidence of potentially disqualifying conditions under Guideline J. Applicant admits the serious nature of his multiple DUI offenses. DC E2.A10.1.2.2. But the criminal behavior was not recent-the last offense occurred almost four years ago. MC E2.A10.1.3.1. And there is clear evidence of successful rehabilitation. MC E2.A10.1.3.6. Applicant has turned his life around and sworn off alcohol for good. He has eliminated the major cause of his past criminal conduct by no longer consuming alcoholic beverages. After considering all of the circumstances of this case, I find for Applicant on ¶ 2.

FORMAL FINDINGS

The following are my conclusions as to each allegation in the SOR:

Paragraph 1. Guideline G: FOR APPLICANT

Subparagraph 1.a: For Applicant

Subparagraph 1.b: For Applicant

Subparagraph 1.c: For Applicant

Subparagraph 1.d: For Applicant

Subparagraph 1.e: For Applicant Paragraph 2. Guideline J: FOR APPLICANT

Subparagraph 2.a: For Applicant

DECISION

In light of all of the circumstances in this case, it is clearly consistent with the national interest to grant or continue a security clearance for Applicant. Clearance is granted.

James A. Young

Administrative Judge

1. Pursuant to Exec. Or. 10865, Safeguarding Classified Information within Industry (Feb. 20, 1960), as amended and modified, and Department of Defense Directive 5220.6, Defense Industrial Personnel Security Clearance Review Program (Jan. 2, 1992), as amended and modified (Directive).

FOOTNOTES

APPEARANCES

FOR GOVERNMENT file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/03-22912.h1.htm[7/2/2021 3:16:31 PM] Kathryn A. Trowbridge, Esq., Department Counsel FOR APPLICANT Pro Se