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ISCR Case 04-08800.h1 — CASE

ISCR Case 04-08800.h1denied

Case Headnote

ISCR Case No. 04-08800.h1

deniedOct 31, 2005· Hon. Darlene Lokey Anderson· hearing

Summary

A security clearance was denied for an applicant who is a dual citizen of Iran and the United States, based on concerns under Guideline B (Foreign Influence) and Guideline C (Foreign Preference). The denial stemmed from the applicant's extensive use of her Iranian passport, which was interpreted as a preference for Iran over the United States.

Additionally, the applicant has significant family ties in Iran, including her mother, father, and two sisters, all of whom reside there. Her parents and one sister are also Iranian citizens, with her parents having become U.S. citizens in 2001. Her father is a physician in Iran, and both sisters are students, one of whom is married to a physician. These family connections were identified as creating a potential for foreign influence.

Further contributing to the denial was the applicant's failure to comply with the provisions of the Money Memorandum, for which she did not qualify for any exceptions. The Administrative Judge concluded that these factors collectively indicated a preference for Iran and a potential for foreign influence, leading to the denial of her security clearance.

Why the Applicant Was Denied

The Applicant possesses and uses an Iranian passport, indicating a preference for Iran over the United States.
She has significant family ties in Iran, which could create a potential for foreign influence.
The Applicant failed to comply with the provisions of the Money Memorandum and does not qualify for any exceptions.

Conditions Referenced

Disqualifying

B.1raisedForeign Influence
C.1raisedForeign Preference

Key Rule Quoted

“An individual who demonstrates a foreign preference and has foreign connections may be prone to provide information or make decisions that are harmful to the interests of the United States.”

Procedural Posture

SOR issuedJun 1, 2005
Answer filedJun 20, 2005
Hearing heldSep 28, 2005
Decision dateOct 31, 2005

Cite For

Denial of Security Clearance Due to Foreign Preference Under Guideline C
Denial of Security Clearance Due to Foreign Influence Under Guideline B
Failure to Comply with the Money Memorandum Regarding Foreign Passports

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Standardized Decision Profile

SEAD-4 Guideline B (Foreign Influence) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The judge found against the applicant on all allegations under Guideline B concerning foreign influence due to her significant family ties in Iran, which could create potential security concerns. The applicant's dual citizenship and possession of an Iranian passport were also noted as factors contributing to the decision to deny her security clearance.

¶	Allegation	Finding	Relationship	Country	Response	Disqualifying (¶7)	Mitigating applied (¶8)	Mitigation
2.a	The Applicant's mother, father, and two sisters all reside in Iran. The Applicant's mother, father and one sister and a brother-in-law are also citizens of Iran. In 2001, her parents became United States citizens. Like the Applicant, one of her sisters was born in the United States and is a dual citizen of Iran and the United States. The Applicant's father is a physician in Iran who plans on moving to the United States when he retires. Her mother is a homemaker. Both of the Applicant's sisters are students in Iran. One of them is married to a physician, the other sister is single. One of her sisters plans to move to the United States soon.	Against Applicant	Parent in Foreign Country Immediate Family	Iran	Unknown	(a) contact with a foreign family member/associate/friend creating a heightened risk of exploitation	—	—
2.b–2.c	2 sub-charges — specific text not stated in this decision (against the applicant).	Against Applicant	Unspecified Foreign Relationship Other	—		—	—	—

Descriptive standardized rendering of a decided public case (Guideline B). The verbatim source decision is shown in full below.

Standardized Decision Profile

SEAD-4 Guideline C (Foreign Preference) · descriptive summary of a decided case

Posture: Decision on RecordDecided: denied

The Applicant is a dual citizen of Iran and the United States, possessing and using her Iranian passport for travel. The judge found that the Applicant's actions indicated a preference for Iran over the United States, leading to security concerns. Consequently, the judge ruled against the Applicant on all allegations under Guideline C.

¶	Allegation	Finding	Type	Response	Disqualifying (¶10)	Mitigating applied (¶11)	Mitigation
1.a	The Applicant is a dual citizen of Iran and the United States. She possesses and has extensively used her Iranian passport.	Against Applicant	Foreign Passport Possession or Use	Admitted	(a) applying for and/or acquiring citizenship in any other country	—	—
1.b	She has failed to comply with the provisions of the Money Memorandum, and does not fall within the Government's exception.	Against Applicant	Failure to Renounce or Surrender Foreign Status	Denied	(a) applying for and/or acquiring citizenship in any other country	—	—
1.c	The Applicant has significant family ties in Iran that could raise a security concern.	Against Applicant	Unspecified Foreign Preference	Denied	(a) applying for and/or acquiring citizenship in any other country	—	—

Descriptive standardized rendering of a decided public case (Guideline C). The verbatim source decision is shown in full below.

Full decision

The complete, official text — footnotes and signatures included — is in the original PDF.

Decision text, by section

DEFENSE OFFICE OF HEARINGS AND APPEALS

HEARING

APPEARANCES

DATE: October 31, 2005

In Re:

--------------------------

SSN: -------------------

Applicant for Security Clearance

ISCR Case No. 04-08800

DECISION OF ADMINISTRATIVE JUDGE

DARLENE LOKEY ANDERSON

SYNOPSIS

The Applicant is a dual citizen of Iran and the United States. She possesses and has extensively used her Iranian passport. She has failed to comply with the provisions of the Money Memorandum, and does not fall within the Government's exception. She has significant family ties in Iran that could raise a security concern. Clearance is denied.

STATEMENT OF CASE

On June 1, 2005, the Defense Office of Hearings and Appeals (DOHA), pursuant to Executive Order 10865 (as amended), and Department of Defense Directive 5220.6 (Directive), dated January 2, 1992, issued a Statement of Reasons (SOR) to the Applicant, which detailed the reasons why DOHA could not make the preliminary affirmative finding under the Directive that it is clearly consistent with the national interest to grant or continue a security clearance for the Applicant and recommended referral to an Administrative Judge to determine whether a clearance should be denied or revoked.

The Applicant responded to the SOR on June 20, 2005, and she requested a hearing before a DOHA Administrative Judge. This case was assigned to the undersigned on August 24, 2005. A notice of hearing was issued on September 12, 2005, scheduling the hearing for September 28, 2005. At the hearing the Government presented nine exhibits. The Applicant presented two exhibits and testified on her own behalf. The official transcript (Tr.) was received on October 11, 2005.

On August 16, 2000, a memorandum was issued by Mr. Arthur Money, Assistant Secretary of Defense for Command, Control, Communications and Intelligence, clarifying "the application of Guideline C to cases involving an Applicant's possession or use of a foreign passport." The Applicant received a copy of this memorandum with the SOR.

FINDINGS OF FACT

The following Findings of Fact are based on Applicant's Answer to the SOR, the testimony and the exhibits. The Applicant is 30 years of age and has a Masters Degree in Electrical Engineering. She is employed as an Electrical Engineer for a defense contractor. She seeks a security clearance in connection with her employment in the defense industry.

Paragraph 1 (Guideline C - Foreign Preference). The Government alleges in this paragraph that the Applicant is ineligible for clearance because she has acted in such a way as to show a preference for another country over the United States.

The Applicant is a dual citizen of Iran and the United States. She was born in the United States in 1975 to Iranian parents and returned to Iran to live when she was three years old. She lived in Iran until 2001, when she moved to the United States to pursue her education. She obtained a good job, purchased a condominium, and proceeded to a make the United States her home.

The Applicant maintains an Iranian passport that was issued to her in August 1996. She has used her Iranian passport, for purposes of travel to enter Iran on 2000, 2001, 2002 and 2003. Her Iranian passport currently expires in July 2006. (See Government Exhibit 5). The Applicant remains in possession of her Iranian passport and would like to keep it to be able to travel to Iran. (Tr. p. 30). Prior to 2001, all of the Applicant's travel was with her Iranian passport. Her United States passport was kept at the United States Embassy in Switzerland. (Tr. p. 29). Now she uses her United States passport for all other travel except Iran.

Prior to the hearing, the Applicant received a copy of the Money Memorandum dated August 16, 2000. (See Government Exhibit 8). She is aware of its provisions. She has chosen to retain her foreign passport. Her circumstances do not fall within one of the exceptions to the policy.

Paragraph 2 (Guideline B - Foreign Influence). The Government alleges in this paragraph that the Applicant is ineligible for clearance because she has foreign contacts that could create the potential for foreign influence that could result in the compromise of classified information.

The Applicant's mother, father, and two sisters all reside in Iran. The Applicant's mother, father and one sister and a brother-in-law are also citizens of Iran. In 2001, her parents became United States citizens. Like the Applicant, one of her sisters was born in the United States and is a dual citizen of Iran and the United States. The Applicant's father is a physician in Iran who plans on moving to the United States when he retires. Her mother is a homemaker. Both of the Applicant's sisters are students in Iran. One of them is married to a physician, the other sister is single. One of her sisters plans to move to the United States soon.

A letter from the Applicant's employer indicates that the since she was hired as an intern in June 2003, the Applicant has proven to be dependable, motivated, hard working with strong engineering skills. She was promoted in December 2003, and is considered an asset to the organization. (See Applicant's Exhibit A).

POLICIES

Security clearance decisions are not made in a vacuum. Accordingly, the Department of Defense, in Enclosure 2 of the 1992 Directive sets forth policy factors and conditions that could raise or mitigate a security concern; which must be given binding consideration in making security clearance determinations. These factors should be followed in every case according to the pertinent criterion. However, the conditions are neither automatically determinative of the decision in any case, nor can they supersede the Administrative Judge's reliance on her own common sense. Because each security clearance case presents its own unique facts and circumstances, it cannot be assumed that these factors exhaust the realm of human experience, or apply equally in every case. Based on the Findings of Fact set forth above, the factors most applicable to the evaluation of this case are:

Foreign Preference

When an individual acts in such a way as to indicate a preference for a foreign country over the United States, then he or he may be prone to provide information or make decisions that are harmful to the interests of the United States. Condition that could raise a security concern:

1. The exercise of dual citizenship.

Conditions that could mitigate security concerns:

None.

Foreign Influence

A security risk may exist when an individual's immediate family, including cohabitants, and other persons to whom he or he may be bound by affection, influence, or obligation are: (1) not citizens of the United States or (2) may be subject to duress. These situations could create the potential for foreign influence that could result in the compromise of classified information. Contacts with citizens of other countries or financial interests in other countries are also relevant to security determinations if they make an individual potentially vulnerable to coercion, exploitation, or pressure.

Condition that could raise a security concern:

1. An immediate family member, or person to whom the individual has close ties of affection or obligation, is a citizen of, or resident or present in, a foreign country.

Conditions that could mitigate security concerns:

None.

In addition, as set forth in Enclosure 2 of the Directive at pages 16-17, in evaluating the relevance of an individual's conduct, the Administrative Judge should consider the following general factors:

a. The nature and seriousness of the conduct and surrounding circumstances

b. The circumstances surrounding the conduct, to include knowledgeable participation

c. The frequency and recency of the conduct

d. The individual's age and maturity at the time of the conduct

e. The voluntariness of participation

f. The presence or absence of rehabilitation and other pertinent behavior changes

g. The motivation for the conduct

h. The potential for pressure, coercion, exploitation or duress

i. The likelihood of continuation or recurrence.

The eligibility criteria established in the DoD Directive identify personal characteristics and conduct which are reasonably related to the ultimate question, posed in Section 2 of Executive Order 10865, of whether it is "clearly consistent with the national interest" to grant an Applicant's request for access to classified information.

The DoD Directive states, "The adjudicative process is an examination of a sufficient period of a person's life to make an affirmative determination that the person is eligible for a security clearance. Eligibility for access to classified information is predicted upon the individual meeting these personnel security guidelines. The adjudicative process is the careful weighing of a number of variables known as the whole person concept. Available, reliable information about the person, past and present, favorable and unfavorable should be considered in reaching a determination. The Administrative Judge can draw only those inferences or conclusions that have reasonable and logical basis in the evidence of record. The Judge cannot draw inferences or conclusions based on evidence which is speculative or conjectural in nature. Finally, as emphasized by President Eisenhower in Executive Order 10865, "Any determination under this order . . . shall be a determination in terms of the national interest and shall in no sense be a determination as to the loyalty of the Applicant concerned."

The Government must make out a case under Guideline C (foreign preference), and Guideline B (foreign influence) that establishes doubt about a person's judgment, reliability and trustworthiness. While a rational connection, or nexus, must be shown between Applicant's adverse conduct and his ability to effectively safeguard classified information, with respect to sufficiency of proof of a rational connection, objective or direct evidence is not required.

Then, the Applicant must remove that doubt with substantial evidence in refutation, explanation, mitigation or extenuation, which demonstrates that the past adverse conduct, is unlikely to be repeated, and that the Applicant presently qualifies for a security clearance.

An individual who demonstrates a foreign preference and has foreign connections may be prone to provide information or make decisions that are harmful to the interests of the United States. The mere possession of a foreign passport raises legitimate questions as to whether the Applicant can be counted upon to place the interests of the United States paramount to that of another nation. The Government must be able to place a high degree of confidence in a security clearance holder to abide by all security rules and regulations, at all times and in all places.

CONCLUSION

Having considered the evidence of record in light of the appropriate legal standards and factors, and having assessed the Applicant's credibility based on the record, this Administrative Judge concludes that the Government has established its case as to all allegations in the SOR.

The Applicant is a dual citizen of Iran and the United States. She considers herself an American citizen and has made the United States her home. However, she possesses and uses an Iranian passport in order to travel to Iran to visit her family. She is well aware of the Money Memorandum and has failed to comply with its provisions. Her circumstances do not fall within any of the exceptions to the policy. There is no discretion to go beyond the language of the stated exceptions. While her reasoning is understandable, she has not demonstrated an unequivocal preference for the United States. Under the circumstances of this case, I find against the Applicant under Guideline C (Foreign Preference).

With respect to Guideline B, the Applicant has immediate family members who reside in Iran. Although there is no evidence that any of her family members in Iran are associated in any way with the Iranian government, the Applicant has close ties of affection with her family. Her ties to the United States are still limited. Despite the provisions of the Money Memorandum, the Applicant has chosen not to surrender her foreign passport in order to be able to travel freely to Iran to visit her family. The possibility of foreign influence exists that could create the potential for conduct resulting in the compromise of classified information. I find that the Applicant is vulnerable to foreign influence. Accordingly, I find against the Applicant under Guideline B (Foreign Influence).

Considering all the evidence, the Applicant has not met the mitigating conditions of Guidelines C and B of the adjudicative guidelines set forth in Enclosure 2 of the Directive. Accordingly, she has not met her ultimate burden of persuasion under Guidelines C and B.

FORMAL FINDINGS

Formal Findings For or Against the Applicant on the allegations in the SOR, as required by Paragraph 25 of Enclosure 3 of the Directive are:

Paragraph 1: Against the Applicant.

Subparas. 1.a.: Against the Applicant 1.b.: Against the Applicant 1.c.: Against the Applicant

Paragraph 2: For the Applicant. Subparas. 2.a.: Against the Applicant

Subparas. 2.b.: Against the Applicant

Subparas. 2.c.: Against the Applicant

DECISION

In light of the circumstances presented by the record in this case, it is not clearly consistent with the national interests to grant or continue a security clearance for the Applicant.

Darlene Lokey Anderson

Administrative Judge

FOOTNOTES

04-08800.h1 FOR GOVERNMENT Edward W. Loughran, Department Counsel FOR APPLICANT Pro Se file:///usr.osd.mil/...yComputer/Desktop/DOHA%20transfer/DOHA-Kane/dodogc/doha/industrial/Archived%20-%20HTML/04-08800.h1.html[7/2/2021 3:34:31 PM] 04-08800.h1