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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 06-07247.a1

Appeal Board

Decided Feb 13, 2008 · Administrative Judge Jeffrey D. Billett · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied based on issues under Guideline E (Personal Conduct) and Guideline F (Financial Considerations). The denial was primarily due to numerous delinquent debts and false statements made in the security clearance application regarding prior judgments. The appeal board affirmed the denial, finding the applicant failed to mitigate the security concerns raised.

Why the applicant was denied

  • The applicant had numerous delinquent debts that were not sufficiently addressed.
  • The applicant made false statements on the security clearance application regarding prior judgments.

Conditions referenced

Disqualifying

  • AG ¶ 20 Financial Considerationsraised
  • AG ¶ 15 Personal Conductraised

Key rule quoted

Procedural posture

SOR issued
2006-12-11
Answer filed
Applicant represented himself.
Hearing held
2007-09-28 Decision made on the written record.
Decision date
2008-02-13 Appeal affirmed.

Cite for

  • Denial Based on Delinquent Debts Under Guideline F
  • False Statements in Security Clearance Applications Under Guideline E
  • Burden of Persuasion Lies with the Applicant to Mitigate Security Concerns.

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on financial considerations and personal conduct. The Applicant argued that the Judge's findings were not based on substantial evidence and that the decision was arbitrary and capricious. The Board affirmed the Judge's decision, finding no harmful error and that the decision was supported by substantial evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F; Guideline E DIGEST: A Judge’s findings must be based on substantial record evidence. There is a rebuttable presumption that the Judge considered all the record evidence. Adverse decision affirmed. CASENO: 06-07247.a1 DATE: 02/13/2008 DATE: February 13, 2008 In Re: ------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-07247

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On December 11, 2006, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On September 28, 2007, after considering the record, Administrative Judge Christopher Graham denied Applicant’s request for a security clearance. Applicant filed a timely appeal pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issues on appeal: whether certain of the Judge’s factual findings were based upon substantial record evidence; and whether the Judge’s adverse security clearance decision is arbitrary, capricious, or contrary to law. Finding no error, we affirm. The Judge found that Applicant had numerous delinquent debts and that he had not corroborated his claim to have begun paying them off earlier than 2007. The Judge also found that Applicant answered “no” to Question 37 of a Security Clearance Application completed in March 2005, which asked if he had had any judgements against him in the previous seven years. The Judge found that this answer was untrue, insofar as a creditor had obtained a judgement against Applicant in May 2003, and Applicant was aware of this at the time he completed the application. A Judge’s findings must be based upon substantial record evidence. Directive ¶ E3.1.32.1; Consolo v. Federal Maritime Comm’n, 383 U.S. 607, 620-21 (1966). We have examined the Judge’s findings in light of the record and conclude that even if there are errors, they are harmless in that they are minor and would not reasonably have affected the outcome of the case. See ISCR Case No. 01-23362 (App. Bd. Jun. 5, 2006). Furthermore, we conclude that the Judge’s decision that Applicant failed to mitigate the Guideline F security concerns is sustainable on this record. See Directive ¶ E3.1.15 (“The applicant is responsible for presenting witnesses and other evidence to rebut, explain, extenuate, or mitigate facts admitted by the applicant and proven by Department Counsel and has the ultimate burden of persuasion as to obtaining a favorable clearance decision.”) On appeal, Applicant claims the Judge did not consider evidence contained in his written submissions. There is a rebuttable presumption that a Judge has considered all the record evidence. See ISCR Case No. 01-03357 at 4 (App. Bd. Dec. 13, 2005). Applicant fails to rebut that presumption. In light of the forgoing, we do not need to address the Guideline E concerns.

Order

The Judge’s adverse security clearance decision is AFFIRMED. Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board