Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 06-11376.a1

Appeal Board

Decided Aug 24, 2007 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing herself, sought a trustworthiness designation but was denied due to unresolved financial issues under Guideline F and personal conduct concerns under Guideline E. The appeal board affirmed the denial, noting that the applicant did not assert any harmful error by the judge, limiting their review to the existing record.

Why the applicant was denied

  • The applicant had unresolved financial issues under Guideline F.
  • The applicant exhibited personal conduct concerns under Guideline E.

Conditions referenced

Disqualifying

  • AG ¶ 20 Financial Considerationsraised
  • AG ¶ 15 Personal Conductraised

Procedural posture

SOR issued
2006-07-06
Answer filed
Applicant requested decision on written record.
Hearing held
2007-02-07 Decision made by Administrative Judge.
Decision date
2007-08-24 Appeal board affirmed the denial.

Cite for

  • Affirmation of Denial Based on Unresolved Financial Issues Under Guideline F
  • Affirmation of Denial Based on Personal Conduct Concerns Under Guideline E
  • Limitations of Appeal Board Review to Existing Record Without Allegations of Harmful Error

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

FOR OFFICIAL USE ONLY When unredacted this document contains information EXEMPT FROM MANDATORY DISCLOSURE under the FOIA Exemption 6 applies KEYWORD: Guideline F; Guideline E DIGEST: The Board cannot consider new evidence on appeal. Adverse decision affirmed. CASENO: 06-11376.a1 DATE: 08/24/2007 DATE: August 24, 2007 In Re: ------ Applicant for Trustworthiness Determination ) ) ) ) ) ) ) ) ADP Case No. 06-11376

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) proposed to deny or revoke access to automated information systems in ADP-I/II/III sensitivity positions for Applicant. On July 6, 2006, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—trustworthiness concerns raised under Guideline F (Financial Considerations) and Applicant asked that her case be decided upon the written record, and then did not respond to the government’s file of relevant material (FORM). In his decision, the Judge noted: “. . . my evaluation is necessarily limited to the contents of the various documents that are found in the case file.” Decision at 2. Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested the case be decided on the written record. On February 7, 2007, after considering the record, Administrative Judge Martin H. Mogul denied Applicant’s request for a trustworthiness designation. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge. Rather, it contains a statement by the Applicant explaining her ongoing efforts to resolve her financial problems, and a request that the Board make a favorable trustworthiness determination in Applicant’s case based upon her good character and job performance. The Board cannot consider this new evidence on appeal. See Directive ¶ E3.1.29. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Directive ¶ E3.1.32. It does not review cases de novo. Applicant has not made an allegation of harmful error. Therefore, the decision of the Judge denying Applicant a trustworthiness designation is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairman, Appeal Board Signed: Michael D. Hipple Michael D. Hipple Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board