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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 06-20413.a1

Appeal Board

Decided Jan 28, 2008 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, a 37-year-old network engineer, faced security concerns under Guideline E (Personal Conduct) and Guideline G (Alcohol Consumption) due to multiple past alcohol-related incidents. However, he demonstrated a pattern of responsible alcohol use following a serious incident in 2003, leading to a favorable ruling for his security clearance.

Why the applicant prevailed

  • The applicant established a pattern of responsible alcohol use after a serious incident in 2003.
  • Character references supported the applicant's claims of professionalism and integrity post-2003.
  • There was no evidence of current alcohol dependence or excessive consumption.

Conditions referenced

Mitigating

  • Guideline G Mitigating Condition 2 The individual acknowledges his or her alcoholism or issue of alcohol abuse, provides evidence of actions taken to overcome this problem, and has established a pattern of abstinence (if alcohol dependent) or responsible use (if an alcohol abuser).applied
  • Guideline E Mitigating Condition 1 The individual did not deliberately conceal or misrepresent relevant facts from the security clearance process.applied

Key rule quoted

Procedural posture

SOR issued
2006-12-08
Answer filed
Hearing held
2007-08-30
Decision date
2008-01-28

Cite for

  • Pattern of Responsible Alcohol Use Under Guideline G
  • Character References Supporting Applicant's Integrity and Lifestyle Changes
  • Interpretation of Evidence Not Being Arbitrary or Capricious in Security Clearance Decisions.

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a security clearance decision where the Administrative Judge granted the Applicant a clearance despite past alcohol-related incidents. Department Counsel appealed, arguing that the Judge's decision was arbitrary and capricious. The Appeal Board affirmed the decision, finding no harmful error in the Judge's reasoning.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline G; Guideline E DIGEST: Department Counsel offers a plausible alternative interpretation of the evidence. A party’s disagreement with the Judge’s weighing of the evidence is not sufficient to demonstrate error. Favorable decision affirmed. CASENO: 06-20413.a1 DATE: 01/28/2008 DATE: January 28, 2008 In Re: -------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 06-20413

Appearances

FOR GOVERNMENT Robert E. Coacher, Esq., Department Counsel FOR APPLICANT David P. Price, Esq. The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On December 8, 2006, DOHA issued a statement of reasons (SOR) advising Applicant The Judge found in favor of Applicant under Guideline E. That favorable finding was not appealed by Department Counsel. “[T]he individual acknowledges his or her alcoholism or issue of alcohol abuse, provides evidence of actions taken to overcome this problem, and has established a pattern of abstinence (if alcohol dependent) or responsible use (if an alcohol abuser).” Transcript at 71-72. of the basis for that decision—security concerns raised under Guideline G (Alcohol Consumption) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On August 30, 2007, after the hearing, Administrative Judge Jacqueline T. Williams granted Applicant’s request for a security clearance. Department Counsel timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30.1 Department Counsel raised the following issue on appeal: whether the Judge’s application of Guideline G Mitigating Condition 23 (b) is arbitrary, capricious, and contrary to law. Finding no error, we affirm. The Judge made the following relevant findings: Applicant is 37 years old and works as a network engineer for a defense contractor. He was involved in multiple alcohol-related incidents between 1990 and 2003. Applicant was found guilty of driving while intoxicated in 1990, 1994, and 1995. He was found guilty of reckless driving in 2000. Applicant’s alcohol-related charges in 1995 and 2003 were either dismissed or resulted in not guilty findings. The 2003 incident involved a serious accident in which Applicant survived a near death experience. As a result, Applicant ceased drinking alcohol completely from October 2003 to February 2005. Since 2005 he has consumed a glass of wine on several occasions but has not been drunk or otherwise impaired. Character references who were aware of his past alcohol abuse attested to his professionalism, integrity, and reliability, or to his favorable life style changes and responsible approach to alcohol since the 2003 incident. In deciding favorably for Applicant under Guideline G, the Judge concluded that Applicant’s conduct since the 2003 accident established a pattern of responsible alcohol use. That conclusion is consistent with a reasonable interpretation of the record evidence and is not arbitrary, capricious, or contrary to law. There was no evidence that Applicant had ever been diagnosed as alcoholic or alcohol dependent and received a recommendation to totally abstain form using alcohol. Nor was there any evidence that Applicant currently consumes alcohol in excess or to the point of intoxication. On the contrary, the record evidence indicated that since the 2003 incident Applicant had a total of only four or five glasses of wine, of which two glasses were at a single setting. See, e.g., ISCR Case No. 03-12237 at 5 (App. Bd. Jul. 25, 2006). Department Counsel offers a plausible alternative interpretation of the record evidence. However, that alternative interpretation of the record evidence is of no moment. The Board does not review a case de novo. A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See ISCR Case No. 06-08116 at 2 (App. Bd. Jul. 2, 2007).

Order

The decision of the Judge granting Applicant a security clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board