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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 12-12051.a1

Appeal Board

Decided Apr 13, 2016 · Administrative Judge Michael Y. Ra'anan · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial under Guideline E (Personal Conduct) and Guideline F (Financial Considerations). The appeal board affirmed the denial, noting that the applicant did not contest the adverse findings under Guideline E, and any procedural errors related to Guideline F were deemed harmless due to the formal findings against the applicant under Guideline E.

Why the applicant was denied

  • The applicant did not raise any issues regarding the adverse conclusions under Guideline E.
  • The appeal board found that procedural errors related to Guideline F were harmless due to the formal findings under Guideline E.

Conditions referenced

Disqualifying

  • AG ¶ 16 Personal Conductapplied
  • AG ¶ 20 Financial Considerationsapplied

Key rule quoted

Procedural posture

SOR issued
2015-06-30
Answer filed
Hearing held
2016-02-02
Decision date
2016-04-13

Cite for

  • Affirmation of Denial Based on Adverse Findings Under Guideline E
  • Harmless Error Doctrine Regarding Procedural Issues Under Guideline F
  • Lack of Presumption of Error in the Absence of Raised Issues on Appeal

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved an applicant seeking a security clearance after being denied by the DoD based on concerns under Guideline F and Guideline E. The applicant did not assert any harmful error in the appeal, and the Board affirmed the denial, noting that procedural issues related to Guideline F were harmless due to the adverse finding under Guideline E.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline F; Guideline E DIGEST: Applicant does not raises any issue regarding the adverse conclusions under Guideline E. Adverse decision affirmed. CASENO: 12-12051.a1 DATE: 04/13/2016 DATE: April 13, 2016 In Re: ----- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 12-12051

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On June 30, 2015, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On February 2, 2016, after the hearing, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Darlene D. Lokey Anderson denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant’s appeal brief makes no assertion of harmful error on the part of the Judge. He does state that he submitted a document for consideration by the Judge before the close of the record. He then asserts that the Judge never received it. Indeed, the Judge’s decision indicates that no documents were offered by Applicant at any time while the record was open. Ordinarily, in such an event, the Board would consider Applicant’s assertions on appeal, even though they constitute new evidence, as they raise an issue of procedural due process. See, e.g., ISCR Case No. 14-06467 at 2 (App. Bd. Feb. 24, 2016). Depending on circumstances, the Board might then grant appropriate relief. However, in this case, Applicant’s assertions concern evidence that relates only to the Government’s case under Guideline F.1 This case also included an allegation under Guideline E, and the Judge made a formal finding against Applicant under that guideline. On appeal, Applicant raises no issues under Guideline E. There is no presumption of error below. See, e.g., ISCR Case No. 04-08312 at 2 (July 14, 2005). As the Judge’s adverse decision is fully supported by her formal finding under Guideline E, any procedural errors involving matters relating to Guideline F are harmless. Therefore, the decision of the Judge denying Applicant a security clearance is AFFIRMED.

Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: Jeffrey D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board

Footnotes

1 Applicant’s appeal brief references another document that relates only to Guideline F, which he does not claim was submitted for consideration. He also makes a factual representation concerning a Guideline F allegation. These matters would not be considered by the Board in any event, as they constitute new evidence. See Directive ¶ E3.1.29.