A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 15-01138.a1
Appeal BoardDecided Sep 19, 2016 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, faced security clearance denial under Guideline E (Personal Conduct) and Guideline F (Financial Considerations) after leaving a contractor position. The appeal raised a jurisdictional issue regarding the applicant's current employment status, leading to a remand for further fact-finding on this matter.
Conditions referenced
Disqualifying
- F Financial Considerationsraised
- E Personal Conductraised
Procedural posture
- SOR issued
- 2015-08-03
- Answer filed
- Hearing held
- 2016-08-05 Decision on the written record
- Decision date
- 2016-09-19 Remanded for further fact-finding
Cite for
- Jurisdictional Issues Regarding Employment Status Affecting Doha's Authority
- Remand for Additional Fact-finding on Jurisdictional Matters
- Consideration of New Evidence Related to Jurisdictional Issues
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved a denial of a security clearance based on financial and personal conduct concerns. The applicant raised a jurisdictional issue regarding DOHA's authority to decide his case due to a change in employment status. The Board remanded the case for further fact-finding on this jurisdictional issue.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F; Guideline E DIGEST: Applicant raised a jurisdictional issue that requires additional fact finding. We do not have authority to engage in fact finding. Adverse decision remanded. CASE NO: 15-01138.a1 DATE: 09/19/2016 DATE: September 19, 2016 In Re: -----------------
Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 15-01138
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On August 3, 2015, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On August 5, 2016, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Darlene D. Lokey Anderson denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. Applicant contends that he left his job as a contractor and is now employed as a Government civilian. Accordingly, he has raised an issue of whether DOHA has retained jurisdiction to decide his case under the Directive. Applicant’s brief makes assertions from outside the record (that he was not a Defense contractor on the date the decision was issued), and we can consider new evidence insofar as it bears upon threshold issues such as jurisdiction or due process. See, e.g., ISCR Case No.14-00812 at 2 (App. Bd. Jul. 8, 2015). As a general rule, if an applicant’s need for access to classified information terminates, then DOHA processing of his case must cease, although there are exceptions. Directive ¶ 4.4. In the case before us, resolution of the jurisdictional issue requires additional fact-finding, which we have no authority to do. Accordingly, we remand the case to the Judge to reopen the record to enable the parties to present evidence regarding applicant’s employment status as it bears upon the issue of DOHA jurisdiction and for the Judge to make findings and conclusions on this matter. All other issues raised in Applicant’s brief are not ripe for adjudication. The Decision is REMANDED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board