A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 16-02152.a1
Appeal BoardDecided Jan 29, 2018 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied based on concerns under Guideline F (Financial Considerations) and Guideline E (Personal Conduct). The applicant's appeal did not assert harmful error by the judge and included new evidence regarding bankruptcy proceedings, which the Board could not consider. The Appeal Board upheld the denial of the security clearance.
Why the applicant was denied
- The applicant did not allege harmful error by the Judge.
- The Board cannot consider new evidence on appeal.
Conditions referenced
Disqualifying
- AG ¶ 20 Financial Considerationsraised
- AG ¶ 15 Personal Conductraised
Key rule quoted
“The Board cannot consider new evidence on appeal.”
Procedural posture
- SOR issued
- 2016-10-11
- Answer filed
- Applicant requested a decision on the written record.
- Hearing held
- 2017-11-01 Decision made by Administrative Judge Martin H. Mogul.
- Decision date
- 2018-01-29 Appeal Board decision affirmed the denial.
Cite for
- Limitations on the Appeal Board's Authority to Review Cases
- Requirements for Alleging Harmful Error
- Inability to Consider New Evidence on Appeal
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal was filed by the Applicant after the Administrative Judge denied his request for a security clearance based on financial considerations and personal conduct. The Board affirmed the decision, noting that the Applicant did not allege any harmful error and presented new evidence that was not permissible on appeal.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline F DIGEST: The Board cannot consider new evidence on appeal. Additionally, the Board does not review a case de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error on the part of the Judge. Adverse decision affirmed. CASENO: 16-02152.a1 DATE: 01/29/2018 DATE: January 29, 2018 In Re: ---------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 16-02152
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On October 11, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On November 1, 2017, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Martin H. Mogul denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant requested that his case be decided on the written record and then filed a short narrative response to the government’s File of Relevant Material (FORM), stating the he was working with a bankruptcy attorney to help alleviate his past debts. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge. Rather, it contains new evidence in the form of a narrative statement by the Applicant that he has signed his final bankruptcy paperwork and that it is in the process of being filed. He estimates that he should have a court date between mid-January and the end of February in 2018. He does not challenge the Judge’s adverse decision as to the Guideline E allegation. The Board cannot consider new evidence on appeal. See Directive ¶ E3.1.29. Additionally, the Board does not review a case de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error on the part of the Judge. Therefore, the decision of the Judge is AFFIRMED. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board