A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 16-02367.a1
Appeal BoardDecided Jul 17, 2017 · Administrative Judge Michael Y. Ra'anan · Appeal
Case headnote
Summary
The applicant, representing herself, sought a security clearance but was denied based on financial concerns under Guideline F. The judge affirmed the decision, emphasizing the necessity of reviewing the applicant's financial history and noting the lack of corroborating documentation to support her claims.
Why the applicant was denied
- The applicant did not provide sufficient corroborating documentation to support her financial claims.
- The judge found it necessary and appropriate to review the applicant's past credit history.
Conditions referenced
Disqualifying
- AG ¶ 20 Financial Considerationsraised
Mitigating
- AG ¶ 21 Financial Considerationsrejected
Key rule quoted
“In a Guideline F case it is necessary and appropriate for the Judge to review an applicant’s financial history.”
Procedural posture
- SOR issued
- 2016-09-30
- Answer filed
- Applicant requested a decision on the written record.
- Hearing held
- 2017-04-24 Decision made by Administrative Judge Braden M. Murphy.
- Decision date
- 2017-07-17 Affirmed by Appeal Board.
Cite for
- Necessity of Reviewing Financial History Under Guideline F
- Lack of Corroborating Documentation as a Basis for Denial
- Limitations on New Evidence During Appeal Process
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
Appeal at a glance
The appeal involved an applicant seeking a security clearance who was denied based on financial considerations and personal conduct. The Board affirmed the Administrative Judge's decision, noting that the applicant did not assert any harmful error in the appeal.
Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.
Full decision
Open original PDFThe complete official text, footnotes and signatures included, is in the original PDF.
Decision text, by section
Synopsis
KEYWORD: Guideline F; Guideline E DIGEST: Applicant does say it is wrong for the Judge to have looked at her past credit. In a Guideline F case it is necessary and appropriate for the Judge to review an applicant’s financial history. Adverse decision affirmed. CASENO: 16-02367.a1 DATE: 07/17/2017 DATE: July 17, 2017 In Re: ---------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 16-02367
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On September 30, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On April 24, 2017, after considering the record, Defense Office of Hearings and Appeals (DOHA) Administrative Judge Braden M. Murphy denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30.1 Applicant requested that her case be decided on the written record and then filed only a narrative statement in response to the government’s File of Relevant Material (FORM). The Judge based his adverse decision in the case in large measure on the lack of corroborating documentation to support Applicant’s statements. Decision at 3. Applicant’s appeal brief contains no assertion of harmful error on the part of the Judge.2 Rather, it contains a detailed submission that includes a narrative statement by the Applicant explaining her current financial situation as well as documentary exhibits corroborating the extent to which her debts have been paid off or paid down. Most of these documents post-date the submission of her case for decision. The Board cannot consider new evidence on appeal. See Directive ¶ E3.1.29. Additionally, the Board does not review a case de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. Applicant has not made an allegation of harmful error on the part of the Judge. Therefore, the decision of the Judge is AFFIRMED. Signed: Michael Y. Ra’anan Michael Y. Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board
Footnotes
1 The Judge found in favor of Applicant under Guideline E. That favorable finding is not at issue on appeal.
2 Applicant does say it was wrong for the Judge to have looked at her past credit. In a Guideline F case it is necessary and appropriate for the Judge to review an applicant’s financial history.