Skip to content
← Back to results

A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 04-12241.a1

Appeal Board

Decided Mar 2, 2007 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied based on concerns under Guidelines J (Criminal Conduct), F (Financial Considerations), and E (Personal Conduct), despite a favorable finding under Guideline H (Drug Involvement). The appeal board affirmed the denial, concluding that the applicant's mitigating evidence was insufficient to outweigh the serious disqualifying conduct.

Why the applicant was denied

  • The applicant's disqualifying conduct was deemed serious and outweighed any mitigating evidence presented.
  • The judge found insufficient mitigating evidence to overcome the government's security concerns under Guidelines J, F, and E.

Conditions referenced

Disqualifying

  • Guideline J Criminal Conductraised
  • Guideline F Financial Considerationsraised
  • Guideline E Personal Conductraised

Mitigating

  • Guideline H Drug Involvementapplied

Key rule quoted

Procedural posture

SOR issued
2005-07-27
Answer filed
Applicant elected to have the case decided on the written record.
Hearing held
No hearing; decided on written record.
Decision date
2007-03-02

Cite for

  • Insufficient Mitigating Evidence Under Guidelines J, F, and E
  • Weighing of Evidence in Security Clearance Decisions
  • Application of Mitigating Conditions Does Not Guarantee a Favorable Outcome

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on concerns under multiple guidelines. The Applicant argued that the Judge mis-weighed the evidence and that his disqualifying conduct was isolated. The Board affirmed the Judge's decision, finding no harmful error in the weighing of evidence.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

Open original PDF

The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline J; Guideline H; Guideline F; Guideline E DIGEST: The application of the disqualifying and mitigating conditions and whole person factors does not turn simply on a finding that one more applies to the particular facts of a given case. The favorable evidence cited by Applicant is not sufficient to prove that the Judge’s ultimate decision is not sustainable. Adverse decision affirmed. CASENO: 04-12241.a1 DATE: 03/02/2007 DATE: March 2, 2007 In Re: ---------- SSN: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 04-12241

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On July 27, 2005, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline J (Criminal Conduct), Guideline H (Drug Involvement), Guideline F (Financial Considerations), and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested the case be decided on the written record. On August 10, 2006, after considering the record, Administrative Judge Joseph Testan denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse clearance decision is arbitrary, capricious, or contrary to law. Applicant elected to have his case decided on the written record, and then did not respond to the government’s File of Relevant Material (FORM). On appeal he contends that the Judge mis- weighed the evidence—arguing that his disqualifying conduct amounted to isolated and aberrational instances when viewed in the context of his progressive life achievements. In support of that contention, Applicant argues that he is a law-abiding, hard-working individual of uprightness, morals, dignity and a model citizen. Applicant’s arguments do not demonstrate error on the part of the Judge. The application of disqualifying and mitigating conditions and whole person factors does not turn simply on a finding that one or more of them apply to the particular facts of a case. See, e.g., ISCR Case No. 01-14740 at 7 (App. Bd. Jan.15, 2003). Thus, the presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. An applicant’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. In this case, the Judge reasonably weighed the mitigating evidence contained in the FORM against the seriousness of the disqualifying conduct, and considered the possible application of relevant mitigating conditions. The Judge found in favor of the Applicant under Guideline H. However, he reasonably explained why there was insufficient mitigating evidence to overcome the government’s other security concerns. The Board does not review a case de novo. The favorable evidence cited by the Applicant is not sufficient to demonstrate the Judge’s decision is arbitrary, capricious, or contrary to law. Given the record that was before him, the Judge’s ultimate unfavorable clearance decision under Guidelines J, F and E is sustainable.

Order

The decision of the Administrative Judge denying Applicant a clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board