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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 04-12556.a1

Appeal Board

Decided Apr 27, 2007 · Administrative Judge Jeffery D. Billett · Appeal

Case headnote

Summary

The applicant, representing himself, sought a security clearance but was denied based on adverse findings under Guideline E regarding drug use and falsifications. The appeal board affirmed the denial, emphasizing that the judge's conclusions were rational and legally permissible, particularly noting the applicant's lack of judgment and trustworthiness due to drug use while holding a security clearance.

Why the applicant was denied

  • The applicant's drug use while holding a security clearance demonstrated a lack of judgment and trustworthiness under Guideline E.
  • The judge found the applicant's omissions on his security clearance application to be deliberate and intentional, constituting falsification.

Conditions referenced

Disqualifying

  • E2.A5.1.2 Drug involvementraised
  • E2.A5.2.1 Falsification of informationraised

Mitigating

  • H2.A1.1 Drug use not recentapplied
  • J2.A1.1 Criminal conduct not recentapplied

Key rule quoted

Procedural posture

SOR issued
2005-08-31
Answer filed
Hearing held
2006-08-28
Decision date
2007-04-27

Cite for

  • Adverse Findings Under Guideline E Regarding Drug Use
  • Deliberate Falsification of Security Clearance Application
  • Independent Weight of Conduct Under Multiple Guidelines

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on allegations under multiple guidelines, including drug involvement and falsification. The applicant argued that the Judge erred in finding against him under Guideline E after ruling in his favor under Guideline H. The Board affirmed the Judge's decision, finding no harmful error in the conclusions reached.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline H; Guideline J; Guideline E DIGEST: The Board need not address Applicant’s factual explanation for conduct which was resolved in Applicant’s favor and not appealed by Department Counsel. An applicant’s conduct maybe alleged under more than one guideline. In this case, it there is a rational basis for alleging Applicant’s drug use under both Guideline E and Guideline H. Adverse decision affirmed. CASENO: 04-12556.a1 DATE: 04/27/2007 DATE: April 27, 2007 In Re: -------------- SSN: ------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 04-12556

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro Se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security The SOR was amended on motion of the government to add allegations and rearrange allegations under different paragraphs. The amendments were made without objection by the Applicant. clearance. On August 31, 2005, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision–security concerns raised under Guideline H (Drug Involvement), Guideline J (Criminal Conduct) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended)(Directive). Applicant requested a hearing. On August 28, 2006, after the hearing, Administrative Judge Phillip S. Howe denied Applicant’s request for a security clearance. Applicant timely appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raises the following issues on appeal: whether the Judge’s unfavorable conclusion under Guideline E regarding Applicant’s past drug use was error, given the fact that the Judge found in Applicant’s favor regarding the same drug use under Guideline H; and whether the Judge’s unfavorable conclusions about Applicant’s falsifications were arbitrary, capricious, or contrary to law. The Board affirms the Judge’s decision. Applicant devotes a significant portion of his appeal brief speaking to the issue of his criminal conduct that was alleged under Guideline J, and portions of which were alleged under Guideline E. The Board need not comment on Applicant’s various factual expositions and arguments in this area since the Judge made formal findings in favor of Applicant under Guideline J and those portions of Guideline E dealing with his criminal conduct, and there was no cross-appeal by Department Counsel. Applicant notes that the Judge ultimately found in his favor regarding an allegation of 1998 drug use, but then ruled against him when the same substantive conduct was alleged under Guideline E. Applicant appears to be arguing that Guideline E does not provide any independent basis for an adverse formal finding after the Judge made a favorable formal finding under Guideline H involving the same conduct. Applicant’s argument lacks merit. An Applicant’s security related conduct can be alleged under more than one Guideline and, in an appropriate case, can be given independent weight by an administrative judge under different guidelines. See, e.g., ISCR Case No. 03-05072 at 6 (App. Bd. July 14, 2005). In this case, there is a rational basis for an SOR allegation involving Applicant’s drug use to be included under both Guideline H and Guideline E, and it was therefore legally permissible for the Judge to consider Applicant’s conduct under both and to reach different conclusions under both, so long as the Judge articulated a rational basis for his conclusions. Here, the Judge based his unfavorable conclusion under Guideline E on the fundamental concern of that Guideline relating to conduct demonstrating a lack of judgment and trustworthiness. The Judge relied to a considerable extent on Applicant’s use of drugs while he held a DoD security clearance as a basis for his unfavorable resolution of the conduct under Guideline E. Such a resolution is not inconsistent with the Judge’s conclusion that the same conduct was mitigated under Guideline H, inasmuch as that Guideline, unlike Guideline E, does not explicitly express a concern about conduct that reflects adversely upon aspects of applicant’s judgment or trustworthiness that go beyond drug use. Applicant argues that he did not deliberately falsify his security clearance application by failing to disclose adverse information about his drug use, criminal involvements, and security clearance revocation. The Board does not find this argument persuasive. The Judge had the opportunity to consider Applicant’s explanation for why he failed to disclose the information in question on his security clearance application. The Judge was not bound, as a matter of law, to accept or reject Applicant’s explanation. A review of the Judge’s decision reveals that the Judge considered Applicant’s explanation in light of the record evidence as a whole, and concluded there was a sufficient basis to find that Applicant’s omissions were deliberate and intentional. On this record, the Judge’s finding of deliberate falsification is sustainable. See Directive ¶ E3.1.32.1 Applicant has not demonstrated that the Judge’s unfavorable conclusions regarding falsification are arbitrary, capricious, or contrary to law.

Order

The decision of the Administrative Judge denying Applicant a clearance is AFFIRMED. Signed: Jeffery D. Billett Jeffrey D. Billett Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board