A decided public DOHA case, shown for research, not advice or a prediction.
ISCR Case No. 15-07665.a1
DeniedDecided May 25, 2018 · Administrative Judge Michael Y. Ra'anan · Hearing
Case headnote
Summary
The applicant, representing himself, sought a security clearance but was denied based on concerns under multiple guidelines, particularly for falsification under Guideline E. The Administrative Judge found in favor of the applicant under Guideline C but against him on the remaining guidelines, leading to an overall adverse decision that was affirmed on appeal.
Why the applicant was denied
- The applicant was found to have committed falsification under Guideline E, which independently supported the adverse decision.
- Concerns under Guideline B (Foreign Influence) and Guideline F (Financial Considerations) were also against the applicant.
Conditions referenced
Disqualifying
- E2.A5.1.2 Falsificationraised
- E2.A2.1 Foreign Influenceraised
- E2.A6.1 Financial Considerationsraised
Mitigating
- E2.A5.1.3 Mitigating Circumstancesrejected
- E2.A2.2 Mitigating Circumstancesnoted
- E2.A6.3 Mitigating Circumstancesnoted
Key rule quoted
“The unfavorable falsification findings and conclusions are sufficient independently to support the Judge’s overall adverse decision.”
Procedural posture
- SOR issued
- 2016-06-05
- Answer filed
- Hearing held
- 2018-02-23
- Decision date
- 2018-05-25
Cite for
- Falsification Allegations Under Guideline E as a Basis for Denial
- Impact of Unchallenged Findings on Overall Adverse Decisions
- Limitations on New Evidence Consideration During Appeals
Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.
From the decision
Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.
Allegations under Guideline B
Reading the 4 per allegation rows needs a free account.
4 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Allegations under Guideline C
Reading the 6 per allegation rows needs a free account.
6 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Allegations under Guideline E
Reading the 2 per allegation rows needs a free account.
2 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Allegations under Guideline F
Reading the 4 per allegation rows needs a free account.
4 rows in this decision.
It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.
Descriptive standardized rendering of a decided public case. The verbatim source decision is below.
Full decision
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Decision text, by section
Synopsis
KEYWORD: Guideline B; Guideline C; Guideline E; Guideline F DIGEST: We will consider new evidence insofar as it bears upon the threshold issues of due process or jurisdiction. We note that Applicant’s purported FORM response also does not address the falsification allegation. Consequently, even if he submitted that response and an error occurred in processing it, such an error was harmless because it likely had no affect on the outcome of the case. Adverse decision affirmed. CASENO: 15-07665.a1 DATE: 05/25/2018 DATE: May 25, 2018 In Re: ------------------------------------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No.15-07665
Appearances
FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On June 5, 2016, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline C (Foreign Preference), Guideline B (Foreign Influence), Guideline F (Financial Considerations), and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On February 23, 2018, after considering the record, Administrative Judge Thomas M. Crean denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The Judge found in favor of Applicant under Guideline C and against him on the remaining guidelines. In his appeal brief, Applicant raises no assertion that the Judge committed error in his unfavorable findings and conclusions pertaining to the falsification allegation under Guideline E. Because the unfavorable falsification findings and conclusions are sufficient independently to support the Judge’s overall adverse decision, we need not address Applicant’s assignments of error regarding other guidelines. In the appeal brief, Applicant asserts that he submitted a response to Department Counsel’s File of Relevant Material (FORM) that did not make it into the record. Under Directive ¶ E3.1.29, we are prohibited from considering new evidence on appeal. However, we will consider new evidence insofar as it bears upon the threshold issues of due process or jurisdiction. See, e.g., ISCR Case No. 15-02933 at 1 (App. Bd. Sep. 23, 2016). We note that Applicant’s purported FORM response also does not address the falsification allegation. Consequently, even if he submitted that response and an error occurred in processing it, such an error was harmless because it likely had no affect on the outcome of the case. See, e.g., ISCR Case No. 16-01329 at 3 (App. Bd. Apr. 11, 2018). The Board does not review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. The adverse decision is sustainable on the unchallenged findings and conclusions under Guideline E.
Order
The Decision is Affirmed. Signed: Michael Ra’anan Michael Ra’anan Administrative Judge Chairperson, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board