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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 16-03393.a1

Denied

Decided Aug 6, 2018 · Administrative Judge Charles C. Hale · Hearing

Case headnote

Summary

The applicant, representing himself, faced security clearance denial primarily due to issues under Guideline E (Personal Conduct) and Guideline F (Financial Considerations). The applicant failed to file multiple tax returns and was found to have falsified his security clearance application. The appeal board affirmed the denial, citing the sufficiency of the falsification findings to uphold the adverse decision.

Why the applicant was denied

  • The applicant failed to file required tax returns for multiple years.
  • The applicant was found to have falsified his security clearance application by omitting tax delinquencies.

Conditions referenced

Disqualifying

  • AG ¶ 16 Falsification of informationraised
  • AG ¶ 19 Financial considerationsraised

Key rule quoted

Procedural posture

SOR issued
2017-01-30
Answer filed
Hearing held
2018-03-29 Applicant requested a decision on the written record.
Decision date
2018-08-06

Cite for

  • Affirmation of Adverse Decision Based on Unchallenged Findings Under Guideline E
  • Importance of Tax Compliance in Security Clearance Evaluations
  • Limitations on New Evidence Submission During Appeal Process

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

From the decision

Facts this decision states, each with the sentence it comes from. Descriptive of the record, not an assessment.

Allegations under Guideline E

Reading the 3 per allegation rows needs a free account.

3 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Allegations under Guideline F

Reading the 2 per allegation rows needs a free account.

2 rows in this decision.

It opens the per allegation record on every guideline: the amounts, the findings, and the sentence behind each row.

Descriptive standardized rendering of a decided public case. The verbatim source decision is below.

Full decision

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Decision text, by section

Synopsis

KEYWORD: Guideline E; Guideline F DIGEST: Applicant makes various assertions about his debts and the filing of his tax returns. However, he raises no assertion that the Judge committed any error in her unfavorable findings and conclusions pertaining to the falsification allegations under Guideline E. Because the unfavorable falsification findings and conclusions are sufficient independently to support the Judge’s overall adverse decision, we need not address Applicant’s assignments of error regarding the Guideline F allegations. Adverse decision affirmed. CASENO: 16-03393.a1 DATE: 08/06/2018 DATE: August 6, 2018 In Re: ------------------------ Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No.16-03393

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Department of Defense (DoD) declined to grant Applicant a security clearance. On January 30, 2017, DoD issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline F (Financial Considerations), and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a decision on the written record. On March 29, 2018, after considering the record, Administrative Judge Darlene D. Lokey Anderson denied Applicant’s request for a security clearance. Applicant appealed pursuant to Directive ¶¶ E3.1.28 and E3.1.30. The SOR alleged that Applicant failed to file, as required, his Federal and state income tax returns for 2005 through 2011, 2013, and 2014; that he had 11 delinquent debts totaling about $77,300; and that he falsified his 2015 security clearance application by failing to disclose his tax filing delinquencies and by failing to disclose that he had Federal tax liens and other Federal tax delinquencies. The Judge found against him on all of the SOR allegations. In his appeal brief, Applicant makes various assertions about his debts and the filing of his tax returns. However, he raises no assertion that the Judge committed any error in her unfavorable findings and conclusions pertaining to the falsification allegations under Guideline E. Because the unfavorable falsification findings and conclusions are sufficient independently to support the Judge’s overall adverse decision, we need not address Applicant’s assignments of error regarding the Guideline F allegations. In his appeal brief, Applicant also requests the opportunity to submit an additional brief so that he could submit evidence supporting his claims and indicates that he would like the option to retain counsel to produce a more detailed appeal brief, if his finances allow it. We do not have the authority to grant Applicant’s requests. The Appeal Board cannot consider new evidence on appeal. Directive ¶ E3.1.29. Consequently, we do not have authority to grant Applicant a continuance to develop additional favorable evidence. See, e.g., ISCR Case No. 14-00151 at 3 (App. Bd. Sep. 12, 2014). Additionally, the Directive authorizes only one brief for each party. See, e.g., ISCR Case No. 12-09389 at 3, n.1 (App. Bd. Sep. 18, 2015).

The Board does not review cases de novo. The Appeal Board’s authority to review a case is limited to cases in which the appealing party has alleged the Judge committed harmful error. The adverse decision is sustainable on the unchallenged findings and conclusions under Guideline E.

Order

The Decision is Affirmed. Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: James F. Duffy James F. Duffy Administrative Judge Member, Appeal Board Signed: Charles C. Hale Charles C. Hale Administrative Judge Member, Appeal Board