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A decided public DOHA case, shown for research, not advice or a prediction.

ISCR Case No. 10-04042.a1

Appeal Board

Decided Oct 4, 2011 · Administrative Judge Jean E. Smallin · Appeal

Case headnote

Summary

The applicant, representing himself, faced security clearance denial primarily due to drug involvement under Guideline H, having used marijuana from 1999 to January 2010 and previously arrested for possession with intent to distribute. Although the judge found in favor of the applicant regarding personal conduct under Guideline E, the mitigating evidence was deemed insufficient to overcome the government's concerns under Guideline H, resulting in a denied clearance.

Why the applicant was denied

  • The applicant had a long history of marijuana use from 1999 to January 2010.
  • The applicant was arrested in May 2002 for possession with intent to distribute marijuana.
  • The judge found the mitigating evidence insufficient to overcome security concerns under Guideline H.

Conditions referenced

Disqualifying

  • H Drug Involvementraised

Mitigating

  • E Personal Conductapplied

Key rule quoted

Procedural posture

SOR issued
2010-11-17
Answer filed
Hearing held
2011-08-08
Decision date
2011-10-04

Cite for

  • Insufficient Mitigating Evidence Under Guideline H
  • Impact of Drug Involvement on Security Clearance
  • Weighing of Evidence in Security Clearance Decisions

Editorial summary generated for research. Not legal advice; not a prediction. Verify against the full decision before relying on any quoted language.

Appeal at a glance

The appeal involved a denial of a security clearance based on drug involvement and personal conduct. The applicant argued that the Judge's decision was arbitrary and capricious, but the Board affirmed the decision, finding that the Judge reasonably weighed the evidence and explained why the mitigating factors were insufficient to overcome security concerns.

Descriptive structured reading of this decided, public Appeal Board decision: what the case says, not a prediction or advice.

Full decision

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The complete official text, footnotes and signatures included, is in the original PDF.

Decision text, by section

Synopsis

KEYWORD: Guideline H; Guideline E DIGEST: Applicant used marijuana from 1999 to January 2010 and had purchased marijuana. Applicant had also been arrested in May 2002 on possession of marijuana with intent to distribute marijuana charges. Although the Judge found in favor of Applicant with respect to the Guideline E allegations, he reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns under Guideline H. Adverse decision affirmed. CASE NO: 10-04042.a1 DATE: 10/04/2011 DATE: October 4, 2011 In Re: ---------------------------- Applicant for Security Clearance ) ) ) ) ) ) ) ) ISCR Case No. 10-04042

Appearances

FOR GOVERNMENT James B. Norman, Esq., Chief Department Counsel FOR APPLICANT Pro se The Defense Office of Hearings and Appeals (DOHA) declined to grant Applicant a security clearance. On November 17, 2010, DOHA issued a statement of reasons (SOR) advising Applicant of the basis for that decision—security concerns raised under Guideline H (Drug Involvement) and Guideline E (Personal Conduct) of Department of Defense Directive 5220.6 (Jan. 2, 1992, as amended) (Directive). Applicant requested a hearing. On August 8, 2011, after the hearing, Administrative Judge Thomas M. Crean denied Applicant’s request for a security clearance. Applicant appealed pursuant to the Directive ¶¶ E3.1.28 and E3.1.30. Applicant raised the following issue on appeal: whether the Judge’s adverse clearance decision is arbitrary, capricious or contrary to law. Applicant seeks reversal of the Judge’s adverse decision arguing that the evidence demonstrates that Applicant has mitigated the security concerns raised by his drug involvement. In support of his argument, he presents a detailed summary of the evidence presented at the hearing, and resubmits the record from below along with a copy of the Judge’s decision. He also submits some new evidence, which the Board cannot consider on appeal. See Directive ¶ E3.1.29. Applicant’s presentation does not demonstrate that the Judge’s decision is arbitrary, capricious or contrary to law. Once the government presents evidence raising security concerns, the burden shifts to the applicant to establish mitigation. Directive ¶ E3.1.15. The presence of some mitigating evidence does not alone compel the Judge to make a favorable security clearance decision. As the trier of fact, the Judge has to weigh the evidence as a whole and decide whether the favorable evidence outweighs the unfavorable evidence, or vice versa. A party’s disagreement with the Judge’s weighing of the evidence, or an ability to argue for a different interpretation of the evidence, is not sufficient to demonstrate the Judge weighed the evidence or reached conclusions in a manner that is arbitrary, capricious, or contrary to law. See, e.g., ISCR Case No. 10-00278 at 2 (App. Bd. Mar. 18, 2011). In this case, the Judge made sustainable findings—consistent with Applicant’s own admissions—that Applicant had used marijuana from approximately 1999 to at least January 2010, and had purchased marijuana. Applicant had also been arrested in May 2002 on charges of Possession of Marijuana with Intent to Distribute Within Proximity of a School and Possession of Marijuana with Intent to Distribute, and had subsequently pleaded guilty to an amended charge of Drugs Manufacturing/Possession of Other Substance. Decision at 2, 3, 4, 6 and 8; Answer at 1-2; GE 1 (eQIP, dated Jan. 4, 2010) at 36-37; GE 2 (Interrogatories). In his brief, Applicant acknowledges that “. . . [he] can understand for a reason like that why [he had] gotten denied . . . a clearance and a trust issue was raised.” Applicant’s Brief at 1. A review of the decision indicates that the Judge weighed the mitigating evidence offered by Applicant—including his efforts at rehabilitation, his favorable work performance and letters of recommendation, and recent negative drug tests—against the length and seriousness of the disqualifying conduct, and considered the possible application of relevant conditions and factors. Decision at 3, 4, 6 and 8. Although the Judge found in favor of Applicant with respect to the Guideline E allegations, he reasonably explained why the mitigating evidence was insufficient to overcome the government’s security concerns under Guideline H. Id. The Board does not review a case de novo. After reviewing the record, the Board concludes that the Judge examined the relevant data and articulated a satisfactory explanation for the decision, “including a ‘rational connection between the facts found and the choice made.’” Motor Vehicle Mfrs. Ass’n of the United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (quoting Burlington Truck Lines, Inc. v. United States, 371 U.S. 156, 168 (1962)). “The general standard is that a clearance may be granted only when ‘clearly consistent with the interests of the national security.’” Department of the Navy v. Egan, 484 U.S. 518, 528 (1988). Therefore, the Judge’s unfavorable security clearance decision is sustainable.

Order

The decision of the Judge denying Applicant a security clearance is AFFIRMED. Signed: Jean E. Smallin Jean E. Smallin Administrative Judge Member, Appeal Board Signed: James E. Moody James E. Moody Administrative Judge Member, Appeal Board Signed: William S. Fields William S. Fields Administrative Judge Member, Appeal Board